SEC Form 4 · accession 0001540041-18-000035
Guidewire Software, Inc. · GWRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marcus Ryu
Officer — CEO and President · Director
Period of report
Dec 3, 2018
Accepted (ET)
Dec 6, 2018 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528396
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 3, 2018 | M | 20,000 | $3.92 | A | 20,276 | D | |
| Common StockF2 | Dec 3, 2018 | S | 3,600 | $92.5874 | D | 16,676 | D | |
| Common StockF3 | Dec 3, 2018 | S | 1,000 | $93.398 | D | 15,676 | D | |
| Common StockF4 | Dec 3, 2018 | S | 400 | $95.0025 | D | 15,276 | D | |
| Common StockF2 | Dec 3, 2018 | S | 3,700 | $92.5845 | D | 11,576 | D | |
| Common StockF5 | Dec 3, 2018 | S | 900 | $93.5676 | D | 10,676 | D | |
| Common StockF6 | Dec 3, 2018 | S | 400 | $94.8525 | D | 10,276 | D | |
| Common StockF7 | Dec 3, 2018 | S | 3,700 | $92.6054 | D | 6,576 | D | |
| Common StockF8 | Dec 3, 2018 | S | 800 | $93.4563 | D | 5,776 | D | |
| Common StockF9 | Dec 3, 2018 | S | 300 | $94.3942 | D | 5,476 | D | |
| Common StockF10 | Dec 3, 2018 | S | 200 | $95.265 | D | 5,276 | D | |
| Common StockF11 | Dec 3, 2018 | S | 3,500 | $92.564 | D | 1,776 | D | |
| Common StockF12 | Dec 3, 2018 | S | 900 | $93.2867 | D | 876 | D | |
| Common StockF13 | Dec 3, 2018 | S | 300 | $94.1817 | D | 576 | D | |
| Common StockF14 | Dec 3, 2018 | S | 300 | $95.24 | D | 276 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F15 | $3.92 | Dec 3, 2018 | M | 20,000 | D | — | Dec 21, 2019 | Common Stock | 20,000 | 44,033 | D |
Explanation of responses
- F1Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018.
- F10The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $95.24 to $95.29 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F11The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $91.94 to $92.93 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F12The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $92.98 to $93.81 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F13The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $94.05 to $94.44 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F14The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $95.22 to $95.26 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F15This Stock Option vests over four years of continuous service as follows: 1/48th of the underlying shares vest monthly following the vesting commencement date of December 21, 2009.
- F2The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $92 to $92.99 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $93.06 to $93.91 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F4The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $94.44 to $95.24 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F5The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $93.06 to $94.055 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F6The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $94.44 to $95.29 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F7The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $92 to $92.98 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F8The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $93.06 to $93.97 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F9The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $94.22 to $94.53 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.