SEC Form 4 · accession 0001206256-18-000005
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carole J Shapazian
Director
Period of report
Dec 3, 2018
Accepted (ET)
Dec 6, 2018 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par value | Dec 3, 2018 | M | 5,389 | $37.50 | A | 15,237 | D | |
| Common Stock, $1 par value | Dec 3, 2018 | M | 6,360 | $44.39 | A | 21,597 | D | |
| Common Stock, $1 par valueF1 | Dec 3, 2018 | S | 11,749 | $68.48 | D | 9,848 | D | |
| Common Stock, $1 par value | holding | — | — | — | 6,120 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $37.50 | Dec 3, 2018 | M | 5,389 | A | May 3, 2016 | May 5, 2025 | Common Stock, $1 par value | 5,389 | 0 | D |
| Stock Option (Right to Buy) | $44.39 | Dec 3, 2018 | M | 6,360 | A | May 2, 2017 | May 3, 2026 | Common Stock, $1 par value | 6,360 | 0 | D |
Explanation of responses
- F1Price reflects weighted average sales price. Range of prices for transactions are $68.47 through $68.54. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.