SEC Form 4 · accession 0001288847-18-000168
Five9, Inc. · FIVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James B Doran
Officer — EVP Strategy
Period of report
Dec 3, 2018
Accepted (ET)
Dec 6, 2018 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 3, 2018 | A | 32,210 | $0.00 | A | 32,210 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $42.70 | Dec 3, 2018 | A | 70,773 | A | — | Dec 3, 2028 | Common Stock | 70,773 | 70,773 | D |
Explanation of responses
- F1The option vests as to 25% of shares subject to the option one year after November 19, 2018, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.