SEC Form 4 · accession 0001127602-18-035428
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert H Raff Jr.
Officer — President, Stanley Security
Period of report
Dec 4, 2018
Accepted (ET)
Dec 6, 2018 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 4, 2018 | D | 115 | $130.875 | D | 16,418 | D | |
| Common StockF2 | Dec 4, 2018 | A | 2,128 | $0.00 | A | 18,546 | D | |
| Common StockF1 | Dec 5, 2018 | D | 131 | $130.875 | D | 18,415 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $130.875 | Dec 4, 2018 | A | 10,000 | A | Dec 4, 2019 | Dec 4, 2028 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Shares withheld to cover taxes on vesting of restricted stock units
- F2Shares to be delivered upon vesting of restricted stock units that vest in four equal annual installments beginning on December 4, 2019.
- F3The option will become exercisable in four equal annual installments beginning on December 4, 2019.