SEC Form 4 · accession 0001114333-18-000005
Resonant Inc · RESN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin S McDermut
Officer — Chief Financial Officer
Period of report
Dec 1, 2018
Accepted (ET)
Dec 6, 2018 · 6:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579910
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2018 | M | 43,750 | — | A | 45,250 | D | |
| Common Stock | holding | — | — | — | 3,400 | I | By Mr. McDermut's spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 1, 2018 | M | 43,750 | D | — | — | Common Stock | 43,750 | 131,250 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
- F243,750 restricted stock units vested on December 1, 2018, and installments of 43,750 restricted stock units will vest on each of December 1, 2019, December 1, 2020 and December 1, 2021.