SEC Form 4 · accession 0000753308-18-000174
NEXTERA ENERGY INC · NEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Armando Pimentel Jr.
Other
Period of report
Dec 6, 2018
Accepted (ET)
Dec 7, 2018 · 2:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000753308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2018 | M | 35,347 | $54.59 | A | 94,596 | D | |
| Common StockF3 | Dec 6, 2018 | S | 14,254 | $179.524 | D | 80,342 | D | |
| Common StockF4 | Dec 6, 2018 | S | 6,452 | $180.553 | D | 73,890 | D | |
| Common StockF5 | Dec 6, 2018 | S | 6,279 | $181.599 | D | 67,611 | D | |
| Common StockF6 | Dec 6, 2018 | S | 8,362 | $182.60 | D | 59,249 | D | |
| Common Stock | holding | — | — | — | 2,104 | I | By Retirement Savings Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F7 | $54.59 | Dec 6, 2018 | M | 35,347 | D | — | Feb 18, 2021 | Common Stock | 35,347 | 0 | D |
Explanation of responses
- F1Options exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2017.
- F2Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2017.
- F3Weighted average sale price. Reporting person sold 14,254 shares through a trade order executed by a broker-dealer at prices ranging from $179.00 to $179.99 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
- F4Weighted average sale price. Reporting person sold 6,452 shares through a trade order executed by a broker-dealer at prices ranging from $180.01 to $181.01 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
- F5Weighted average sale price. Reporting person sold 6,279 shares through a trade order executed by a broker-dealer at prices ranging from $181.05 to $182.05 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
- F6Weighted average sale price. Reporting person sold 8,362 shares through a trade order executed by a broker-dealer at prices ranging from $182.07 to $182.99 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
- F7The option, representing a right to buy 35,347 shares, became exercisable in three substantially equal annual installments beginning on February 15, 2012.