SEC Form 4 · accession 0001225208-18-016300

HMS HOLDINGS CORP · HMSY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, Chief Accounting Officer

Period of report

Dec 3, 2018

Accepted (ET)

Dec 6, 2018 · 5:11 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001196501

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Dec 3, 2018	M	3,162	$11.20	A	38,528	D
Common Stock^F1	Dec 3, 2018	S	3,162	$35.7151	D	35,366	D
Common Stock	Dec 4, 2018	M	1,006	$11.20	A	36,372	D
Common Stock	Dec 4, 2018	M	693	$13.94	A	37,065	D
Common Stock^F2	Dec 4, 2018	S	1,699	$35.5483	D	35,366	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Nonqualified Stock Option (Right to Buy)^F3	$11.20	Dec 3, 2018	M	3,162	D	—	Nov 10, 2022	Common Stock	3,162	1,006	D
Nonqualified Stock Option (Right to Buy)^F4	$13.94	Dec 4, 2018	M	693	D	—	Mar 1, 2023	Common Stock	693	19,911	D
Nonqualified Stock Option (Right to Buy)^F3	$11.20	Dec 4, 2018	M	1,006	D	—	Nov 10, 2022	Common Stock	1,006	0	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.53 to $36.38, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.50 to $35.66, inclusive.
F3The option vested in three equal installments on November 11, 2016, 2017 and 2018.
F4The option vests in three equal installments on March 2, 2017, 2018 and 2019.