SEC Form 4 · accession 0001209191-18-061288

Intercontinental Exchange, Inc. · ICE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — General Counsel

Period of report

Dec 6, 2018

Accepted (ET)

Dec 6, 2018 · 4:39 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001571949

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 6, 2018	M	2,000	$22.50	A	38,820	D
Common Stock^F1,F2	Dec 6, 2018	G	300	$0.00	D	38,520	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy) Holding^F3	$22.50	Dec 6, 2018	M	2,000	D	—	Jan 11, 2021	Common Stock	2,000	4,960	D

F1This transaction involved a gift of 300 shares of the issuer's common stock by the reporting person to a philanthropic organization.
F2The common stock number referred in Table I is an aggregate number and represents 31,546 shares of common stock and 6,974 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting.
F3These options are fully vested.