SEC Form 4 · accession 0001225208-18-016309
JOHNSON & JOHNSON · JNJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Fasolo
Officer — Exec VP, Chief HR Officer
Period of report
Dec 3, 2018
Accepted (ET)
Dec 6, 2018 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000200406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 3, 2018 | M | 77,213 | $90.44 | A | 155,540 | D | |
| Common Stock | Dec 3, 2018 | M | 47,919 | $100.06 | A | 203,459 | D | |
| Common StockF1 | Dec 3, 2018 | S | 125,132 | $146.315 | D | 78,327 | D | |
| Common Stock | Dec 4, 2018 | M | 27,160 | $100.06 | A | 105,487 | D | |
| Common Stock | Dec 4, 2018 | M | 14,403 | $90.44 | A | 119,890 | D | |
| Common StockF2 | Dec 4, 2018 | S | 41,563 | $146.6822 | D | 78,327 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $100.06 | Dec 3, 2018 | M | 47,919 | D | Feb 10, 2018 | Feb 8, 2025 | Common Stock | 47,919 | 27,160 | D |
| Employee Stock Options (Right to Buy) | $90.44 | Dec 3, 2018 | M | 77,213 | D | Feb 11, 2017 | Feb 9, 2024 | Common Stock | 77,213 | 14,403 | D |
| Employee Stock Options (Right to Buy) | $100.06 | Dec 4, 2018 | M | 27,160 | D | Feb 10, 2018 | Feb 8, 2025 | Common Stock | 27,160 | 0 | D |
| Employee Stock Options (Right to Buy) | $90.44 | Dec 4, 2018 | M | 14,403 | D | Feb 11, 2017 | Feb 9, 2024 | Common Stock | 14,403 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $146.25 to $146.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $146.11 to $147.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Remarks
poafasolo.txt