SEC Form 4 · accession 0000821127-18-000156
BOSTON PRIVATE FINANCIAL HOLDINGS INC · BPFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George G Schwartz
Officer — President-Boston Private Bank
Period of report
Nov 30, 2018
Accepted (ET)
Dec 6, 2018 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2018 | M | 5,034 | $12.69 | A | 153,223 | D | |
| Common Stock | Nov 30, 2018 | M | 1,577 | $12.69 | A | 154,800 | D | |
| Common Stock | Nov 30, 2018 | F | 4,942 | $12.69 | D | 149,858 | D | |
| Common Stock | Nov 30, 2018 | F | 2,238 | $12.69 | D | 147,620 | D | |
| Common Stock | Nov 30, 2018 | F | 702 | $12.69 | D | 146,918 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Nov 30, 2018 | M | 5,034 | D | — | — | Common Stock | 5,034 | 0 | D |
| Restricted Stock UnitsF1 | — | Nov 30, 2018 | M | 1,577 | D | — | — | Common Stock | 1,577 | 0 | D |
Explanation of responses
- F1Pro-rata accelerated vesting of time-based Restricted Stock Units under the Executive Vice President Severance Pay Plan based on 11/30/2018 retirement date.