SEC Form 4 · accession 0000814453-18-000070
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher H Peterson
Officer — EVP, Chief Financial Officer
Period of report
Dec 3, 2018
Accepted (ET)
Dec 6, 2018 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 3, 2018 | A | 115,384 | A | — | — | Common Stock | 115,384 | 115,384 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.
- F2The Reporting Person will become vested ratably in one-half increments on the first and second anniversaries of the award date if he remains in continuous employment with the Company.