SEC Form 4 · accession 0001179110-18-013557
EVO Payments, Inc. · EVOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J de Groot
Officer — EVP, General Counsel
Period of report
Dec 3, 2018
Accepted (ET)
Dec 6, 2018 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001704596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Common StockF1 | Dec 3, 2018 | M | 60,000 | — | D | 247,042 | D | |
| Class A Common StockF1 | Dec 3, 2018 | M | 60,000 | — | A | 60,000 | D | |
| Class A Common Stock | Dec 4, 2018 | S | 100 | $26.00 | D | 59,900 | D | |
| Class A Common StockF2 | Dec 4, 2018 | S | 27,179 | $25.0514 | D | 32,721 | D | |
| Class A Common StockF3 | Dec 6, 2018 | S | 32,721 | $25.1812 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Units of EVO Investco, LLCF1 | — | Dec 3, 2018 | M | 60,000 | D | — | — | Class A Common Stock | 60,000 | 247,042 | D |
Explanation of responses
- F1On December 3, 2018, the reporting person exchanged units of EVO Investco, LLC, together with shares of Class C common stock, on a one-for-one basis for shares of Class A common stock of EVO Payments, Inc. (the "Issuer") pursuant to an exchange agreement among the Issuer, the reporting person and certain other persons party thereto.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.99, inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within such range upon request.
- F3The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.515, inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within such range upon request.