SEC Form 4 · accession 0001567619-18-007460
OXBRIDGE RE HOLDINGS Ltd · OXBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond E Cabillot
Director
Period of report
Dec 6, 2018
Accepted (ET)
Dec 7, 2018 · 12:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, Par Value $0.001F1 | Dec 6, 2018 | S | 1,100 | $0.8714 | D | 76,200 | I | See footnote (1) |
| Ordinary Shares, Par Value $0.001F2 | Dec 6, 2018 | S | 6,500 | $0.8714 | D | 440,125 | I | See footnote (2) |
| Ordinary Shares, Par Value $0.001 | holding | — | — | — | 35,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants to purchase ordinary sharesF3 | $7.50 | Dec 7, 2018 | S | 105,000 | D | — | Mar 31, 2019 | Ordinary Shares | 105,000 | 0 | D |
Explanation of responses
- F1Shares indirectly held in the name of Farnam Street Capital for the benefit of and as the General Partner of FS Special Opportunities I Fund. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose, except to the extent of the reporting person's pecuniary interest in such securities.
- F2Shares indirectly held in the name of Farnam Street Capital for the benefit of and as the General Partner of Farnam Street Partners. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the reporting person's pecuniary interest in such securities.
- F3Immediately exercisable.