SEC Form 4 · accession 0001127602-18-035548
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Catlett
Officer — General Counsel and Corp. Sec.
Period of report
Dec 6, 2018
Accepted (ET)
Dec 7, 2018 · 1:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 6, 2018 | M | 2,205 | $45.88 | A | 5,188 | D | |
| Common StockF1 | Dec 6, 2018 | D | 1,460 | $90.68 | D | 3,728 | D | |
| Common StockF1 | Dec 6, 2018 | S | 745 | $90.00 | D | 2,983 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $45.88 | Dec 6, 2018 | M | 2,205 | D | Feb 8, 2013 | Feb 8, 2022 | Common Stock | 2,205 | 0 | D |
Explanation of responses
- F1Pursuant to 10b5-1 Plan