SEC Form 4 · accession 0001225208-18-016313
CLOROX CO /DE/ · CLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benno O Dorer
Officer — Chairman & CEO · Director
Period of report
Dec 4, 2018
Accepted (ET)
Dec 6, 2018 · 8:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021076
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 4, 2018 | M | 40,798 | $84.45 | A | 111,735 | D | |
| Common Stock | Dec 4, 2018 | M | 31,058 | $72.11 | A | 142,793 | D | |
| Common Stock | Dec 4, 2018 | M | 26,559 | $74.09 | A | 169,352 | D | |
| Common Stock | Dec 4, 2018 | M | 19,826 | $66.48 | A | 189,178 | D | |
| Common Stock | Dec 4, 2018 | M | 19,809 | $68.15 | A | 208,987 | D | |
| Common Stock | Dec 4, 2018 | M | 17,460 | $57.25 | A | 226,447 | D | |
| Common StockF2 | Dec 4, 2018 | S | 1,607 | $166.3783 | D | 224,840 | D | |
| Common StockF3 | Dec 4, 2018 | S | 37,497 | $165.8275 | D | 187,343 | D | |
| Common StockF4 | Dec 4, 2018 | S | 50,279 | $164.0103 | D | 137,064 | D | |
| Common StockF5,F6 | Dec 4, 2018 | S | 63,066 | $164.8609 | D | 73,998 | D | |
| Common Stock | holding | — | — | — | 8 | I | As UTMA custodian for son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $74.09 | Dec 4, 2018 | M | 26,559 | D | Jan 2, 2014 | Jan 2, 2023 | Common Stock | 26,559 | 0 | D |
| Stock Option (Right to Buy) | $72.11 | Dec 4, 2018 | M | 31,058 | D | Sep 11, 2013 | Sep 11, 2022 | Common Stock | 31,058 | 0 | D |
| Stock Option (Right to Buy) | $68.15 | Dec 4, 2018 | M | 19,809 | D | Sep 13, 2012 | Sep 13, 2021 | Common Stock | 19,809 | 0 | D |
| Stock Option (Right to Buy) | $66.48 | Dec 4, 2018 | M | 19,826 | D | Sep 14, 2011 | Sep 14, 2020 | Common Stock | 19,826 | 0 | D |
| Stock Option (Right to Buy) | $57.25 | Dec 4, 2018 | M | 17,460 | D | Sep 15, 2010 | Sep 15, 2019 | Common Stock | 17,460 | 0 | D |
| Stock Option (Right to Buy) | $84.45 | Dec 4, 2018 | M | 40,798 | D | Sep 17, 2014 | Sep 17, 2023 | Common Stock | 40,798 | 0 | D |
Explanation of responses
- F1Transaction executed pursuant to a pre-planned trading program adopted by reporting person on September 5, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. All transactions subject to the pre-planned program have been executed.
- F2This transaction was executed in multiple trades at prices ranging from $166.36 to $166.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $165.35 to $166.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $163.33 to $164.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $164.3350 to $165.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6Includes 998 shares acquired pursuant to a dividend reinvestment feature of the Company's Stock Incentive Plan.