SEC Form 4 · accession 0001209191-18-061258
Alarm.com Holdings, Inc. · ALRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Valenzuela
Officer — Chief Financial Officer
Period of report
Dec 3, 2018
Accepted (ET)
Dec 6, 2018 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459200
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 3, 2018 | M | 1,083 | $27.90 | A | 38,857 | D | |
| Common Stock | Dec 3, 2018 | S | 1,083 | $51.62 | D | 37,774 | D | |
| Common StockF2 | Dec 4, 2018 | S | 3,000 | $51.02 | D | 34,774 | D | |
| Common StockF3 | Dec 4, 2018 | S | 6,725 | $52.18 | D | 28,049 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $27.90 | Dec 3, 2018 | M | 1,083 | D | — | Nov 14, 2026 | Common Stock | 1,083 | 37,917 | D |
Explanation of responses
- F1These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.00 - $51.0455, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.0526 - $52.385, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F420% of the shares underlying the option vested and became exercisable on November 15, 2017; the remainder of the shares underlying the option shall vest and become exercisable ratably on a monthly basis over the following four (4) years on the first day of each month beginning on December 1, 2017, subject to the Reporting Person's continuous service with the Issuer as of each such date.