SEC Form 4 · accession 0001209191-18-061350
SOUTHERN CO · SO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony L Wilson
Officer — Pres & CEO, Mississippi Power
Period of report
Dec 4, 2018
Accepted (ET)
Dec 6, 2018 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Southern Company Common Stock | Dec 4, 2018 | M | 16,934 | $31.17 | A | 26,611 | D | |
| Southern Company Common Stock | Dec 4, 2018 | M | 18,127 | $37.97 | A | 44,738 | D | |
| Southern Company Common StockF1 | Dec 4, 2018 | S | 35,061 | $47.2389 | D | 9,677 | D | |
| Southern Company Common Stock | holding | — | — | — | 16,781 | I | By 401(k) Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Right to Buy | $37.97 | Dec 4, 2018 | M | 18,127 | D | Feb 14, 2012 | Feb 14, 2021 | Southern Company Common Stock | 18,127 | 0 | D |
| Option Right To Buy | $31.17 | Dec 4, 2018 | M | 16,934 | D | Feb 15, 2011 | Feb 15, 2020 | Southern Company Common Stock | 16,934 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.17 to $47.38, inclusive. The reporting person undertakes to provide to Southern Company, any security holder of Southern Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.