Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Nov 20, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

334 filings · trading day Nov 20, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 15, 2017 JForm 4 →	Nov 20, 2018, 2:39 pm EST	Phillips Edison & Company, Inc.no symbol	Jeffrey EdisonCEO and Chairman of the Board, Director	1,531,564	$11.05	$16,923,782	2,013,559	—	late
Nov 15, 2018 DForm 4 →	Nov 19, 8:59 pm EST	Waitr Holdings Inc.WTRH	Tilman J FertittaDirector	7,000,000	$0.50	$3,500,000	0	—
Nov 15, 2018 DForm 4 →	Nov 19, 8:59 pm EST	Waitr Holdings Inc.WTRH	Fertitta Entertainment, Inc.Other	7,000,000	$0.50	$3,500,000	0	—
Nov 15, 2018 DForm 4 →	Nov 19, 9:00 pm EST	Waitr Holdings Inc.WTRH	Jefferies Financial Group Inc.Other	7,000,000	$0.50	$3,500,000	0	—
Nov 16, 2018 AForm 4 →	Nov 19, 4:24 pm EST	NOBLE ENERGY INCNBL	Brent J SmolikPresident & COO	117,096	$25.17	$2,947,306	117,096	—
Nov 15, 2018 IForm 4 →	Nov 19, 4:05 pm EST	COMCAST CORPCMCSA	Michael J CavanaghCFO	29,426	$38.49	$1,132,607	214,562	—
Nov 15, 2018 AForm 4 →	Nov 19, 5:36 pm EST	LIQUIDMETAL TECHNOLOGIES INCLQMT	Bruce BromageChief Operating Officer	4,050,000	$0.14	$567,000	4,050,000	—
Nov 19, 2018 MForm 4 →	Nov 20, 9:18 am EST	TUCOWS INC /PA/TCX	Rawleigh Hazen Ralls IVDirector	11,250	$22.67	$255,000	0	—
Nov 19, 2018 PForm 4 →	Nov 19, 4:40 pm EST	Great Ajax Corp.AJX	Lawrence MendelsohnCHIEF EXECUTIVE OFFICER, Director	8,000	$24.69	$197,520	8,000	—
Nov 16, 2018 AForm 4 →	Nov 20, 10:28 am EST	Woodward, Inc.WWD	Chad Robert PreissPresident, Engine Systems	2,087	$81.86	$170,824	22,400	—
Nov 15, 2018 MForm 4 →	Nov 19, 7:11 pm EST	TRUPANION, INC.TRUP	Darryl RawlingsPresident and CEO, Director	181,531	$0.90	$163,378	181,530	—
Nov 16, 2018 AForm 4 →	Nov 19, 4:14 pm EST	Kimball Electronics, Inc.KE	Gregory J. LampertDirector	8,621	$17.40	$150,005	18,543	—
Nov 16, 2018 AForm 4 →	Nov 19, 4:35 pm EST	Kimball Electronics, Inc.KE	Colleen C RepplierDirector	8,620	$17.40	$149,988	22,126	—
Nov 15, 2018 MForm 4 →	Nov 19, 4:04 pm EST	Renewable Energy Group, Inc.REGI	Eric BowenVP, Corp Bus Dev and Legal	20,000	$6.39	$127,800	90,811	—
Nov 16, 2018 MForm 4 →	Nov 19, 5:21 pm EST	MSA Safety IncMSA	Steven C. Blanco Sr.Vice President	2,492	$49.44	$123,216	1,484	—
Nov 15, 2018 CFForm 4 →	Nov 19, 7:57 pm EST	DROPBOX, INC.DBX	Yamini RanganChief Customer Officer	10,416	$23.56	$121,687	41,664	—
Nov 15, 2018 FForm 4 →	Nov 19, 7:54 pm EST	DROPBOX, INC.DBX	Ajay VasheeChief Financial Officer	4,215	$23.56	$99,305	344,332	—
Nov 15, 2018 MForm 4 →	Nov 19, 5:31 pm EST	Party City Holdco Inc.PRTY	Gerald C RittenbergDirector	18,200	$5.33	$97,006	213,600	—
Nov 16, 2018 AMForm 4 →	Nov 20, 11:23 am EST	Good Times Restaurants Inc.GTIM	Boyd E HobackPresident, CEO, Director	47,952	$4.66	$96,001	299,345	—
Nov 16, 2018 MForm 4 →	Nov 20, 9:19 am EST	MONRO, INC.MNRO	Brian D'AmbrosiaExecutive Vice President & CFO	2,500	$36.08	$90,200	0	—
Nov 15, 2018 FForm 4 →	Nov 19, 7:54 pm EST	DROPBOX, INC.DBX	Bart VolkmerGeneral Counsel	3,786	$23.56	$89,198	289,832	—
Nov 16, 2018 AForm 4 →	Nov 20, 10:24 am EST	Woodward, Inc.WWD	Robert F Weber Jr.CFO & Treasurer	837	$81.86	$68,492	23,806	—
Nov 15, 2018 CFForm 4 →	Nov 19, 7:53 pm EST	DROPBOX, INC.DBX	Timothy ReganChief Accounting Officer	6,250	$23.56	$67,240	50,000	—
Nov 16, 2018 AForm 4 →	Nov 19, 4:25 pm EST	Kimball Electronics, Inc.KE	Christine M VujovichDirector	3,736	$17.40	$65,006	8,261	—
Nov 16, 2018 AForm 4 →	Nov 20, 11:22 am EST	Good Times Restaurants Inc.GTIM	Ryan M ZinkChief Financial Officer	25,897	$4.66	$60,002	65,588	—
Nov 15, 2018 AForm 4 →	Nov 19, 7:44 pm EST	SONO TEK CORPSOTK	Carol A O'DonnellDirector	20,000	$3.00	$60,000	20,000	—
Nov 15, 2018 MForm 4 →	Nov 19, 7:26 pm EST	SONO TEK CORPSOTK	R Stephen HarshbargerPresident, Director	43,200	$1.19	$51,408	211,000	—
Nov 15, 2018 MForm 4 →	Nov 19, 4:48 pm EST	PACIFIC CITY FINANCIAL CORPPCB	Hong Kyun ParkDirector	4,840	$10.33	$49,997	9,680	—
Nov 15, 2018 AForm 4 →	Nov 19, 4:59 pm EST	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Andreas FibigCEO, Director	288	$142.47	$41,031	27,500	—
Nov 16, 2018 AMForm 4 →	Nov 20, 11:24 am EST	Good Times Restaurants Inc.GTIM	Scott LefeverVice President of Operations	21,192	$4.66	$40,556	112,825	—
Nov 16, 2018 AForm 4 →	Nov 19, 4:53 pm EST	FLOWSERVE CORPFLS	Gayla J DellyDirector	697	$49.44	$34,460	45,981	—
Nov 16, 2018 XForm 4 →	Nov 19, 4:07 pm EST	GRIFFIN INDUSTRIAL REALTY, INC.GRIF	Thomas M. LescalleetOther	1,178	$28.77	$33,891	0	—
Nov 15, 2018 AForm 4 →	Nov 19, 5:37 pm EST	LIQUIDMETAL TECHNOLOGIES INCLQMT	Vincent CarrubbaDirector	240,000	$0.14	$33,600	240,000	—
Nov 15, 2018 AForm 4 →	Nov 19, 5:38 pm EST	LIQUIDMETAL TECHNOLOGIES INCLQMT	Tony ChungDirector	240,000	$0.14	$33,600	240,000	—
Nov 15, 2018 AForm 4 →	Nov 19, 5:39 pm EST	LIQUIDMETAL TECHNOLOGIES INCLQMT	Abdi MahamediDirector	240,000	$0.14	$33,600	240,000	—
Nov 15, 2018 AForm 4 →	Nov 19, 5:40 pm EST	LIQUIDMETAL TECHNOLOGIES INCLQMT	Walter Eugen WeylerDirector	240,000	$0.14	$33,600	240,000	—
Nov 16, 2018 AForm 4 →	Nov 20, 10:25 am EST	Woodward, Inc.WWD	Matthew Freeman TaylorPresident, Airframe Systems	390	$81.86	$31,926	4,897	—
Nov 15, 2018 CMForm 4 →	Nov 19, 4:57 pm EST	APPIAN CORPAPPN	Michael G DevineDirector	15,000	$6.03	$30,125	0	—
Nov 16, 2018 AForm 4 →	Nov 19, 4:52 pm EST	FLOWSERVE CORPFLS	Ruby R ChandyDirector	582	$49.44	$28,774	5,369	—
Nov 16, 2018 AForm 4 →	Nov 19, 4:53 pm EST	FLOWSERVE CORPFLS	Rick J MillsDirector	581	$49.44	$28,725	59,337	—
Nov 15, 2018 AForm 4 →	Nov 19, 4:33 pm EST	HUBBELL INCHUBB	Anthony GuzziDirector	258	$106.56	$27,500	24,959	—
Nov 16, 2018 AMForm 4 →	Nov 20, 11:23 am EST	Good Times Restaurants Inc.GTIM	Susan M KnutsonController	13,447	$4.66	$25,998	76,687	—
Nov 15, 2018 AForm 4 →	Nov 19, 4:37 pm EST	HUBBELL INCHUBB	Steven R ShawleyDirector	235	$106.56	$25,000	4,746	—
Nov 15, 2018 AForm 4 →	Nov 19, 4:35 pm EST	HUBBELL INCHUBB	Neal J KeatingDirector	111	$106.56	$11,875	5,148	—
Nov 15, 2018 AForm 4 →	Nov 19, 4:59 pm EST	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Richard O'LearyEVP & Chief Financial Officer	37	$142.47	$5,271	3,446	—
Nov 15, 2018 AForm 4 →	Nov 19, 4:48 pm EST	BAXTER INTERNATIONAL INCBAX	Thomas F ChenDirector	78	$65.83	$5,135	3,156	—
Nov 15, 2018 AForm 4 →	Nov 19, 4:49 pm EST	BAXTER INTERNATIONAL INCBAX	James R Gavin IIIDirector	73	$65.83	$4,806	11,530	—
Nov 15, 2018 AForm 4 →	Nov 19, 4:59 pm EST	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Anne ChwatEVP, GC, & Corp. Sec'y	24	$142.47	$3,419	7,974	—
Nov 16, 2018 AForm 4 →	Nov 20, 2:00 pm EST	FULLER H B COFUL	John J CorkreanExecutive VP and CFO	55	$46.70	$2,589	1,160	—
Nov 15, 2018 AForm 4 →	Nov 19, 4:59 pm EST	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Robert G. AndersonController	10	$142.47	$1,425	3,912	—
Sep 7, 2018 JMForm 4 →	Nov 20, 11:01 am EST	YUM BRANDS INCYUM	Scott CatlettGeneral Counsel and Corp. Sec.	2,169	$88.40	$774	1	—	late
Nov 16, 2018 AForm 4 →	Nov 20, 2:01 pm EST	FULLER H B COFUL	David W. MoormanVP, Operations Excellence	13	$46.70	$605	268	—
Nov 16, 2018 AForm 4 →	Nov 20, 2:01 pm EST	FULLER H B COFUL	Zhiwei CaiSr. VP, Engineering Adhesives	6	$46.70	$257	1,448	—
Nov 15, 2018 MForm 4 →	Nov 19, 4:02 pm EST	BALL CorpBLL	Charles E BakerVP,GEN COUNSEL & CORP SEC	24,000	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 19, 4:02 pm EST	BALL CorpBLL	Scott C MorrisonSR. V.P. and C.F.O.	5,266	—	—	5,266	—
Nov 15, 2018 MForm 4 →	Nov 19, 4:02 pm EST	BALL CorpBLL	John A HayesCHAIRMAN, PRESIDENT & C.E.O., Director	33,276	—	—	33,276	—
Nov 16, 2018 MForm 4 →	Nov 19, 4:03 pm EST	MOODYS CORP /DE/MCO	Blair WorrallSVP-Ratings Delivery and Data	4,361	—	—	0	—
Nov 19, 2018 MForm 4 →	Nov 19, 4:08 pm EST	TWO RIVER BANCORPTRCB	Robert E GregoryDirector	5,848	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 19, 4:10 pm EST	BANK OF AMERICA CORP /DE/BAC	Brian T MoynihanChairman and CEO, Director	17,272	—	—	51,816	—
Nov 16, 2018 MForm 4 →	Nov 19, 4:11 pm EST	MINERALS TECHNOLOGIES INCMTX	Andrew M JonesVice President	7,486	—	—	13,540	—
Nov 15, 2018 MForm 4 →	Nov 19, 4:11 pm EST	ADVANCED MICRO DEVICES INCAMD	Darla M SmithOther	1,667	—	—	1,666	—
Nov 19, 2018 MForm 4 →	Nov 19, 4:12 pm EST	Verisk Analytics, Inc.VRSK	Vincent de P. McCarthyGroup President	3,090	—	—	35,133	—
Nov 15, 2018 AForm 4 →	Nov 19, 4:15 pm EST	OCWEN FINANCIAL CORPOCN	John V. BrittiEVP & Chief Investment Officer	174,419	—	—	174,419	—
Nov 15, 2018 MForm 4 →	Nov 19, 4:17 pm EST	Rapid7, Inc.RPD	Jeffrey KalowskiChief Financial Officer	15,000	—	—	354,366	—
Nov 16, 2018 MForm 4 →	Nov 19, 4:18 pm EST	FERRO CORPFOE	Benjamin SchlaterChief Financial Officer	5,426	—	—	7,087	—
Nov 15, 2018 AForm 4 →	Nov 19, 4:18 pm EST	Arcimoto IncFUV	Mark FrohnmayerPresident & CEO, Director, 10% Owner	2,000,000	—	—	2,000,000	—
Nov 15, 2018 MForm 4 →	Nov 19, 4:20 pm EST	MARINEMAX INCHZO	Hilliard M EureDirector	5,000	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 19, 4:21 pm EST	MARINEMAX INCHZO	Clint MooreDirector	5,000	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 19, 4:22 pm EST	MARINEMAX INCHZO	Charles R OglesbyDirector	5,000	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 19, 4:23 pm EST	MARINEMAX INCHZO	Evelyn V FollitDirector	5,000	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 19, 4:24 pm EST	MARINEMAX INCHZO	George E BorstDirector	5,000	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 19, 4:24 pm EST	MARINEMAX INCHZO	Joseph Allen WattersDirector	5,000	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 19, 4:25 pm EST	MARINEMAX INCHZO	Dean S WoodmanDirector	5,000	—	—	0	—
Nov 16, 2018 MForm 4 →	Nov 19, 4:25 pm EST	BOSTON SCIENTIFIC CORPBSX	Maulik NanavatySVP & Pres, Neuromodulation	23,458	—	—	0	—
Nov 15, 2018 AForm 4 →	Nov 19, 4:30 pm EST	ANADARKO PETROLEUM CORPAPC	Benjamin Matthew FinkEVP, Finance and CFO	60,054	—	—	46,542	—
Nov 15, 2018 AForm 4 →	Nov 19, 4:32 pm EST	Brighthouse Financial, Inc.BHF	Eileen A MalleschDirector	1,482	—	—	1,482	—
Nov 15, 2018 AForm 4 →	Nov 19, 4:32 pm EST	Brighthouse Financial, Inc.BHF	Margaret M McCarthyDirector	1,482	—	—	1,482	—
Nov 15, 2018 MForm 4 →	Nov 19, 4:33 pm EST	Inogen IncINGN	Raymond HuggenbergerDirector	9,569	—	—	67,800	—
Nov 1, 2018 AForm 4 →	Nov 19, 4:35 pm EST	EXP World Holdings, Inc.EXPI	Jeff WhitesideCFO and CCO	250,000	—	—	250,000	—	late
Nov 15, 2018 MForm 4 →	Nov 19, 4:39 pm EST	EASTMAN KODAK COKODK	Christopher Joseph PayneVice President	1,918	—	—	1,921	—
Nov 16, 2018 MForm 4 →	Nov 19, 4:39 pm EST	Addus HomeCare CorpADUS	James ZoccoliChief Information Officer	25,000	—	—	25,000	—
Nov 16, 2018 MForm 4 →	Nov 19, 4:42 pm EST	MURPHY OIL CORP /DEMUR	Kelli M HammockSenior Vice President	11,000	—	—	11,000	—
Nov 15, 2018 JForm 4 →	Nov 19, 4:42 pm EST	CONDUENT IncCNDT	Carl C Icahn +310% Owner	3	—	—	1	—
Nov 15, 2018 MForm 4 →	Nov 19, 4:43 pm EST	Intersect ENT, Inc.XENT	Lisa D EarnhardtPresident and CEO, Director	5,000	—	—	162,000	—
Nov 15, 2018 AMForm 4 →	Nov 19, 4:50 pm EST	WEIGHT WATCHERS INTERNATIONAL INCWTW	Michael F ColosiGeneral Counsel and Secretary	10,838	—	—	3,507	—
Nov 15, 2018 AMForm 4 →	Nov 19, 4:53 pm EST	WEIGHT WATCHERS INTERNATIONAL INCWTW	Mindy F GrossmanPresident and CEO, Director	41,636	—	—	29,738	—
Nov 15, 2018 AMForm 4 →	Nov 19, 4:58 pm EST	WEIGHT WATCHERS INTERNATIONAL INCWTW	Nicholas P HotchkinCFO & Pres., Emerging Markets	18,641	—	—	6,079	—
Nov 15, 2018 AMForm 4 →	Nov 19, 5:00 pm EST	WEIGHT WATCHERS INTERNATIONAL INCWTW	Stacey MowbrayPresident, North America	9,935	—	—	3,574	—
Nov 8, 2018 AForm 4 →	Nov 19, 5:02 pm EST	FUELCELL ENERGY INCFCEL	Jason FewDirector	18,350	—	—	18,350	—	late
Nov 15, 2018 AMForm 4 →	Nov 19, 5:03 pm EST	WEIGHT WATCHERS INTERNATIONAL INCWTW	Corinne Pollier-BousquetPresident, International	10,338	—	—	3,464	—
Nov 15, 2018 AForm 4 →	Nov 19, 5:03 pm EST	CIMPRESS N.V.CMPR	Sophie GaspermentDirector	1,165	—	—	1,165	—
Nov 15, 2018 AForm 4 →	Nov 19, 5:04 pm EST	CIMPRESS N.V.CMPR	John J Gavin Jr.Director	1,165	—	—	1,165	—
Nov 15, 2018 AForm 4 →	Nov 19, 5:04 pm EST	CIMPRESS N.V.CMPR	Zachary SternbergDirector	1,165	—	—	1,165	—
Nov 15, 2018 MForm 4 →	Nov 19, 5:04 pm EST	DUCOMMUN INC /DE/DCO	Rose F RogersVP & Chief HR Officer	9,750	—	—	0	—
Nov 15, 2018 AForm 4 →	Nov 19, 5:04 pm EST	CIMPRESS N.V.CMPR	Scott J VassalluzzoDirector, 10% Owner	1,165	—	—	1,165	—
Nov 15, 2018 AForm 4 →	Nov 19, 5:04 pm EST	LA JOLLA PHARMACEUTICAL COLJPC	Lakhmir S ChawlaChief Medical Officer	16	—	—	16	—
Nov 15, 2018 AForm 4 →	Nov 19, 5:05 pm EST	LA JOLLA PHARMACEUTICAL COLJPC	Jennifer CarverChief Operating Officer	94	—	—	94	—
Nov 15, 2018 AForm 4 →	Nov 19, 5:05 pm EST	LA JOLLA PHARMACEUTICAL COLJPC	Dennis MulroyChief Financial Officer	24	—	—	24	—
Nov 15, 2018 AForm 4 →	Nov 19, 5:06 pm EST	LA JOLLA PHARMACEUTICAL COLJPC	James RolkeChief Scientific Officer	61	—	—	61	—
Nov 15, 2018 AForm 4 →	Nov 19, 5:06 pm EST	LA JOLLA PHARMACEUTICAL COLJPC	George F TidmarshPresident, CEO & Secretary, Director	97	—	—	97	—
Nov 15, 2018 MForm 4 →	Nov 19, 5:08 pm EST	ROKU, INCROKU	Scott A. RosenbergGM, Sr. VP Platform Business	3,355	—	—	36,916	—
Nov 15, 2018 MForm 4 →	Nov 19, 5:12 pm EST	AMAZON COM INCAMZN	Tom A AlbergDirector	359	—	—	359	—
Nov 15, 2018 MForm 4 →	Nov 19, 5:12 pm EST	AMAZON COM INCAMZN	Jonathan RubinsteinDirector	359	—	—	359	—
Nov 15, 2018 MForm 4 →	Nov 19, 5:13 pm EST	AMAZON COM INCAMZN	Thomas O RyderDirector	359	—	—	359	—
Nov 16, 2018 DMForm 4 →	Nov 19, 5:13 pm EST	Baker Hughes a GE CoBHGE	GENERAL ELECTRIC CODirector, 10% Owner	166,200,000	—	—	23,369,778	—
Nov 15, 2018 MForm 4 →	Nov 19, 5:13 pm EST	AMAZON COM INCAMZN	Patricia Q StonesiferDirector	359	—	—	359	—
Nov 15, 2018 MForm 4 →	Nov 19, 5:14 pm EST	AMAZON COM INCAMZN	Daniel P HuttenlocherDirector	377	—	—	377	—
Nov 15, 2018 MForm 4 →	Nov 19, 5:14 pm EST	EQUITY RESIDENTIALEQR	Mark J. ParrellPresident	37,294	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 19, 5:14 pm EST	AMAZON COM INCAMZN	Shelley ReynoldsVice President	437	—	—	2,320	—
Nov 15, 2018 MForm 4 →	Nov 19, 5:14 pm EST	AMAZON COM INCAMZN	David ZapolskySenior Vice President	2,030	—	—	13,263	—
Nov 15, 2018 MForm 4 →	Nov 19, 5:15 pm EST	AMAZON COM INCAMZN	Brian T OlsavskySenior Vice President and CFO	2,030	—	—	6,466	—
Nov 15, 2018 MForm 4 →	Nov 19, 5:15 pm EST	AMAZON COM INCAMZN	Jeffrey A WilkeCEO Worldwide Consumer	4,108	—	—	23,831	—
Nov 15, 2018 MForm 4 →	Nov 19, 5:16 pm EST	AMAZON COM INCAMZN	Andrew R JassyCEO Amazon Web Services	4,109	—	—	12,892	—
Nov 15, 2018 MForm 4 →	Nov 19, 5:16 pm EST	AMAZON COM INCAMZN	Jeffrey M BlackburnSenior Vice President	4,109	—	—	9,963	—
Nov 15, 2018 MForm 4 →	Nov 19, 5:25 pm EST	IMPERVA INCIMPV	Christopher HylenPresident and CEO, Director	6,325	—	—	69,575	—
Nov 16, 2018 AForm 4 →	Nov 19, 5:25 pm EST	REVLON INC /DE/REV	Debra Golding PerelmanPresident & CEO, Director	73,986	—	—	73,986	—
Nov 19, 2018 MForm 4 →	Nov 19, 5:26 pm EST	BECTON DICKINSON & COBDX	Thomas E Polen Jr.Executive Vice President	11,718	—	—	3,907	—
Nov 15, 2018 AForm 4 →	Nov 19, 5:27 pm EST	VIAVI SOLUTIONS INC.VIAV	Timothy CamposDirector	17,743	—	—	17,743	—
Nov 15, 2018 MForm 4 →	Nov 19, 5:28 pm EST	UGI CORP /PA/UGI	Ann P KellyVP, CAO & Corporate Controller	10,833	—	—	4,667	—
Nov 16, 2018 XForm 4 →	Nov 19, 5:28 pm EST	Spirit of Texas Bancshares, Inc.STXB	Thomas Jones Jr.Director	15,000	—	—	22,750	—
Nov 15, 2018 MForm 4 →	Nov 19, 5:31 pm EST	IMPERVA INCIMPV	Tram T PhiChief Legal Officer	2,851	—	—	1,278	—
Nov 15, 2018 AForm 4 →	Nov 19, 5:39 pm EST	VIAVI SOLUTIONS INC.VIAV	Donald A ColvinDirector	17,743	—	—	17,743	—
Nov 15, 2018 CForm 4 →	Nov 19, 5:42 pm EST	Stitch Fix, Inc.SFIX	Mike C. SmithPresident and COO	25,000	—	—	1,068,364	—
Nov 16, 2018 XForm 4 →	Nov 19, 5:43 pm EST	Spirit of Texas Bancshares, Inc.STXB	Steven M MorrisDirector	15,000	—	—	17,750	—
Nov 15, 2018 AForm 4 →	Nov 19, 5:45 pm EST	VIAVI SOLUTIONS INC.VIAV	Masood JabbarDirector	17,743	—	—	17,743	—
Nov 15, 2018 AForm 4 →	Nov 19, 5:47 pm EST	VIAVI SOLUTIONS INC.VIAV	Keith BarnesDirector	17,743	—	—	17,743	—
Nov 15, 2018 AForm 4 →	Nov 19, 5:48 pm EST	VIAVI SOLUTIONS INC.VIAV	Richard BelluzzoDirector	17,743	—	—	17,743	—
Nov 15, 2018 AForm 4 →	Nov 19, 5:49 pm EST	VIAVI SOLUTIONS INC.VIAV	Tor BrahamDirector	17,743	—	—	17,743	—
Nov 16, 2018 MForm 4 →	Nov 19, 6:02 pm EST	ServiceNow, Inc.NOW	John J DonahoePresident and CEO, Director	43,219	—	—	1,395	—
Nov 16, 2018 MForm 4 →	Nov 19, 6:09 pm EST	ServiceNow, Inc.NOW	Michael ScarpelliCHIEF FINANCIAL OFFICER	21,607	—	—	43,213	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:10 pm EST	Q2 Holdings, Inc.QTWO	John E BreedenEVP, Operations	7,500	—	—	22,900	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:11 pm EST	Corvus Gold Inc.CORVF	Peggy WuCHIEF FINANCIAL OFFICER (CFO)	200,000	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:11 pm EST	Corvus Gold Inc.CORVF	Carl BrechtelCHIEF OPERATING OFFICER (COO)	600,000	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:11 pm EST	Corvus Gold Inc.CORVF	Steven K. AakerDirector	200,000	—	—	0	—
Nov 16, 2018 MForm 4 →	Nov 19, 6:12 pm EST	ServiceNow, Inc.NOW	David SchneiderCHIEF REVENUE OFFICER	21,607	—	—	43,213	—
Nov 15, 2018 CForm 4 →	Nov 19, 6:13 pm EST	SPRINT CorpS	Ronald D FisherDirector	711,627	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:13 pm EST	NEW RELIC, INC.NEWR	Sohaib AbbasiDirector	129	—	—	258	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:14 pm EST	NEW RELIC, INC.NEWR	Peter H FentonDirector	154	—	—	309	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:15 pm EST	NEW RELIC, INC.NEWR	James R. GocheeChief Product Officer	4,776	—	—	11,550	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:15 pm EST	CONTROL4 CORPCTRL	Martin PlaehnChairman, CEO and President, Director	17,500	—	—	18,750	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:16 pm EST	Broadcom Inc.AVGO	Thomas H. KrauseChief Financial Officer	2,500	—	—	5,000	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:16 pm EST	CONTROL4 CORPCTRL	Susan CashenSVP of Marketing	10,322	—	—	15,060	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:16 pm EST	NEW RELIC, INC.NEWR	Mark SachlebenChief Financial Officer	7,396	—	—	15,399	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:16 pm EST	CONTROL4 CORPCTRL	Jefferson DunganSVP Bus. Development	5,300	—	—	6,167	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:17 pm EST	CONTROL4 CORPCTRL	Joshua D. EllisGeneral Counsel	1,066	—	—	2,334	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:17 pm EST	NEW RELIC, INC.NEWR	Erica SchultzChief Revenue Officer	5,481	—	—	2,180	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:18 pm EST	CONTROL4 CORPCTRL	Bryce JuddSVP of Sales	5,108	—	—	7,584	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:18 pm EST	NEW RELIC, INC.NEWR	James R TolonenDirector	197	—	—	395	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:18 pm EST	CONTROL4 CORPCTRL	Charles E. Kindel Jr.SVP of Products	5,050	—	—	10,100	—
Nov 15, 2018 AForm 4 →	Nov 19, 6:20 pm EST	TANDEM DIABETES CARE INCTNDM	Dick AllenDirector	25,000	—	—	25,000	—
Nov 16, 2018 MForm 4 →	Nov 19, 6:20 pm EST	ELECTRONIC ARTS INC.EA	Vijayanthimala SinghChief People Officer	8,457	—	—	8,457	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:21 pm EST	CONTROL4 CORPCTRL	Mark NovakovichChief Financial Officer	6,834	—	—	10,000	—
Nov 15, 2018 AForm 4 →	Nov 19, 6:22 pm EST	TANDEM DIABETES CARE INCTNDM	Edward L CahillDirector	25,000	—	—	25,000	—
Nov 15, 2018 AForm 4 →	Nov 19, 6:22 pm EST	TANDEM DIABETES CARE INCTNDM	Fred E CohenDirector	25,000	—	—	25,000	—
Nov 15, 2018 AForm 4 →	Nov 19, 6:24 pm EST	TANDEM DIABETES CARE INCTNDM	Howard E Greene Jr.Director	25,000	—	—	25,000	—
Nov 19, 2018 DForm 4 →	Nov 19, 6:26 pm EST	MACOM Technology Solutions Holdings, Inc.MTSI	Donghyun Thomas HwangSVP, Global Sales	10,000	—	—	0	—
Nov 15, 2018 AForm 4 →	Nov 19, 6:27 pm EST	TANDEM DIABETES CARE INCTNDM	Christopher J TwomeyDirector	25,000	—	—	25,000	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:27 pm EST	Broadcom Inc.AVGO	Hock E TanPresident and CEO, Director	20,000	—	—	1,317,916	—
Nov 15, 2018 AForm 4 →	Nov 19, 6:27 pm EST	TANDEM DIABETES CARE INCTNDM	Richard P. ValenciaDirector	10,416	—	—	10,416	—
Nov 19, 2018 DForm 4 →	Nov 19, 6:28 pm EST	MACOM Technology Solutions Holdings, Inc.MTSI	Robert DennehySVP, Operations	10,000	—	—	0	—
Nov 16, 2018 XForm 4 →	Nov 19, 6:29 pm EST	Spirit of Texas Bancshares, Inc.STXB	Dean O. BassChairman & CEO, Director	50,000	—	—	96,048	—
Nov 19, 2018 DForm 4 →	Nov 19, 6:32 pm EST	MACOM Technology Solutions Holdings, Inc.MTSI	Vivek RajgarhiaSVP & GM, Lightwave	10,000	—	—	0	—
Nov 19, 2018 DForm 4 →	Nov 19, 6:35 pm EST	MACOM Technology Solutions Holdings, Inc.MTSI	John CroteauPresident and CEO, Director	40,000	—	—	0	—
Nov 15, 2018 AForm 4 →	Nov 19, 6:41 pm EST	Lazard LtdLAZ	Andrew M AlperDirector	928	—	—	36,482	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:41 pm EST	Corvus Gold Inc.CORVF	Catherine GignacDirector	100,000	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:42 pm EST	Corvus Gold Inc.CORVF	Jeffrey A PontiusCEO & PRESIDENT, Director	966,900	—	—	0	—
Nov 15, 2018 AForm 4 →	Nov 19, 6:42 pm EST	Lazard LtdLAZ	Richard N HaassDirector	898	—	—	16,016	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:43 pm EST	Corvus Gold Inc.CORVF	Anton J DrescherDirector	200,000	—	—	0	—
Nov 19, 2018 DForm 4 →	Nov 19, 6:44 pm EST	MACOM Technology Solutions Holdings, Inc.MTSI	Robert McMullanSVP, Chief Financial Officer	20,000	—	—	0	—
Nov 15, 2018 AForm 4 →	Nov 19, 6:44 pm EST	Lazard LtdLAZ	Steven J HeyerDirector	974	—	—	100,342	—
Nov 15, 2018 AForm 4 →	Nov 19, 6:45 pm EST	Lazard LtdLAZ	Jane L MendilloDirector	913	—	—	19,326	—
Nov 15, 2018 AForm 4 →	Nov 19, 6:47 pm EST	TANDEM DIABETES CARE INCTNDM	Douglas A RoederDirector	25,000	—	—	25,000	—
Nov 15, 2018 AForm 4 →	Nov 19, 6:47 pm EST	Lazard LtdLAZ	Richard D ParsonsDirector	1,111	—	—	42,942	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:47 pm EST	TRIMBLE INC.TRMB	Julie A ShepardVice President	1,874	—	—	3,806	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:48 pm EST	TRIMBLE INC.TRMB	Darryl R MatthewsSVP & Sector Head	4,911	—	—	9,973	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:48 pm EST	TRIMBLE INC.TRMB	Sachin SankpalSVP & Sector Head	4,911	—	—	9,973	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:48 pm EST	Corvus Gold Inc.CORVF	Ed YarrowDirector	200,000	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:49 pm EST	TRIMBLE INC.TRMB	James A KirklandSenior Vice President	4,911	—	—	9,973	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:49 pm EST	Corvus Gold Inc.CORVF	Rowland PerkinsDirector	300,000	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:49 pm EST	TRIMBLE INC.TRMB	Steven W BerglundPresident & CEO, Director	12,407	—	—	25,192	—
Nov 15, 2018 MForm 4 →	Nov 19, 6:49 pm EST	TRIMBLE INC.TRMB	Robert G PainterCFO	5,428	—	—	11,023	—
Nov 16, 2018 AMForm 4 →	Nov 19, 6:51 pm EST	Lazard LtdLAZ	Ashish BhutaniCEO of Lazard Asset Management, Director	5,720	—	—	0	—
Nov 16, 2018 AForm 4 →	Nov 19, 6:54 pm EST	Lazard LtdLAZ	Scott D HoffmanCAO and General Counsel	2,211	—	—	25,308	—
Nov 16, 2018 AMForm 4 →	Nov 19, 6:56 pm EST	Lazard LtdLAZ	Kenneth M JacobsChairman and CEO, Director	8,150	—	—	0	—
Nov 16, 2018 AForm 4 →	Nov 19, 6:59 pm EST	Lazard LtdLAZ	Evan L RussoChief Financial Officer	772	—	—	51,167	—
Nov 15, 2018 AForm 4 →	Nov 19, 7:00 pm EST	RESIDEO TECHNOLOGIES, INC.REZI	Jeannine J LaneSee Remarks	4,631	—	—	4,631	—
Nov 16, 2018 AForm 4 →	Nov 19, 7:00 pm EST	RESIDEO TECHNOLOGIES, INC.REZI	Paul F DeningerDirector	16,735	—	—	11,157	—
Nov 16, 2018 AForm 4 →	Nov 19, 7:01 pm EST	Lazard LtdLAZ	Alexander F. SternChief Operating Officer	3,930	—	—	45,129	—
Nov 15, 2018 AForm 4 →	Nov 19, 7:01 pm EST	RESIDEO TECHNOLOGIES, INC.REZI	Robert B AarnesPRESIDENT, ADI, 10% Owner	5,558	—	—	5,558	—	amended
Nov 16, 2018 AForm 4 →	Nov 19, 7:02 pm EST	RESIDEO TECHNOLOGIES, INC.REZI	Nina RichardsonDirector	16,735	—	—	11,157	—
May 4, 2018 PForm 4 →	Nov 19, 7:02 pm EST	BlackRidge Technology International, Inc.BRTI	Brent BungerDirector	156,250	—	—	156,250	—	late
Nov 16, 2018 AForm 4 →	Nov 19, 7:02 pm EST	Lazard LtdLAZ	Dominick RagoneChief Accounting Officer	190	—	—	16,489	—
Nov 15, 2018 AForm 4 →	Nov 19, 7:04 pm EST	RESIDEO TECHNOLOGIES, INC.REZI	Stephen Montgomery KellySee Remarks	8,337	—	—	8,337	—
Nov 16, 2018 AForm 4 →	Nov 19, 7:05 pm EST	RESIDEO TECHNOLOGIES, INC.REZI	Niccolo de MasiDirector	16,735	—	—	11,157	—
Nov 16, 2018 AForm 4 →	Nov 19, 7:06 pm EST	RESIDEO TECHNOLOGIES, INC.REZI	Roger FradinDirector	16,735	—	—	11,157	—
Nov 16, 2018 AForm 4 →	Nov 19, 7:06 pm EST	RESIDEO TECHNOLOGIES, INC.REZI	Andrew C TeichDirector	16,735	—	—	11,157	—
Nov 16, 2018 MForm 4 →	Nov 19, 7:07 pm EST	CASTLIGHT HEALTH, INC.CSLT	M.P. Eric ChanChief Accounting Officer	20,313	—	—	20,311	—
Nov 15, 2018 MForm 4 →	Nov 19, 7:08 pm EST	CASTLIGHT HEALTH, INC.CSLT	John C DoyleChief Executive Officer, Director	58,562	—	—	308,750	—
Nov 15, 2018 AForm 4 →	Nov 19, 7:08 pm EST	RESIDEO TECHNOLOGIES, INC.REZI	Michael David FlinkSee Remarks	7,874	—	—	7,874	—
Nov 16, 2018 AForm 4 →	Nov 19, 7:09 pm EST	RESIDEO TECHNOLOGIES, INC.REZI	Sharon L WienbarDirector	16,735	—	—	11,157	—
Nov 15, 2018 MForm 4 →	Nov 19, 7:09 pm EST	CASTLIGHT HEALTH, INC.CSLT	Mangini Siobhan NolanCFO & Treasurer	40,579	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 19, 7:10 pm EST	CASTLIGHT HEALTH, INC.CSLT	Maeve O'MearaEVP,Product&CustomerExperience	64,438	—	—	175,000	—
Nov 15, 2018 UForm 4 →	Nov 19, 7:16 pm EST	GULFMARK OFFSHORE INCGLF	William C Martin +1Director, 10% Owner	150,486	—	—	0	—
Nov 15, 2018 AForm 4 →	Nov 19, 7:17 pm EST	Odonate Therapeutics, Inc.ODT	John G LemkeyChief Financial Officer	59	—	—	59	—
Nov 15, 2018 AForm 4 →	Nov 19, 7:18 pm EST	APPLIED GENETIC TECHNOLOGIES CORPAGTC	Scott KoenigDirector	10,000	—	—	10,000	—
Nov 15, 2018 AForm 4 →	Nov 19, 7:18 pm EST	Odonate Therapeutics, Inc.ODT	Joseph P O'ConnellChief Medical Officer	63	—	—	63	—
Nov 16, 2018 AForm 4 →	Nov 19, 7:23 pm EST	RESIDEO TECHNOLOGIES, INC.REZI	Jack R LazarDirector	16,735	—	—	11,157	—
Sep 28, 2018 AForm 4 →	Nov 19, 7:23 pm EST	BlackRidge Technology International, Inc.BRTI	John William HayesChief Technology Officer, Director, 10% Owner	3,845,082	—	—	11,212,367	—	late
Nov 15, 2018 AForm 4 →	Nov 19, 7:25 pm EST	Telenav, Inc.TNAV	Wes CumminsDirector	21,897	—	—	21,897	—
Nov 15, 2018 MForm 4 →	Nov 19, 7:26 pm EST	ZYNGA INCZNGA	Matthew S BrombergChief Operating Officer	125,000	—	—	1,375,000	—
Nov 15, 2018 AForm 4 →	Nov 19, 7:26 pm EST	APPLIED GENETIC TECHNOLOGIES CORPAGTC	William AliskiDirector	10,000	—	—	10,000	—
Nov 15, 2018 MForm 4 →	Nov 19, 7:27 pm EST	ZYNGA INCZNGA	Jeffrey BuckleyChief Accounting Officer	18,750	—	—	187,500	—
Nov 15, 2018 AForm 4 →	Nov 19, 7:31 pm EST	Telenav, Inc.TNAV	Samuel ChenDirector	21,897	—	—	21,897	—
Nov 15, 2018 AForm 4 →	Nov 19, 7:33 pm EST	APPLIED GENETIC TECHNOLOGIES CORPAGTC	Edward HurwitzDirector	10,000	—	—	10,000	—
Nov 15, 2018 AForm 4 →	Nov 19, 7:33 pm EST	Telenav, Inc.TNAV	Randy L. OrtizDirector	21,897	—	—	21,897	—
Nov 15, 2018 AForm 4 →	Nov 19, 7:35 pm EST	TIDEWATER INCTDW	William C Martin +1Director	165,533	—	—	644	—
Nov 15, 2018 AForm 4 →	Nov 19, 7:36 pm EST	Telenav, Inc.TNAV	Douglas S MillerDirector	21,897	—	—	21,897	—
Nov 19, 2018 MForm 4 →	Nov 19, 7:40 pm EST	PLUMAS BANCORPPLBC	Andrew J RybackPresident and CEO, Director	1,400	—	—	2,000	—
Nov 15, 2018 AMForm 4 →	Nov 19, 7:45 pm EST	Telenav, Inc.TNAV	Ken XieDirector	24,397	—	—	1,250	—
Nov 19, 2018 MForm 4 →	Nov 19, 7:46 pm EST	VEEVA SYSTEMS INCVEEV	Alan MateoEVP Global Sales	10,806	—	—	192,035	—
Nov 15, 2018 AForm 4 →	Nov 19, 7:46 pm EST	VIAVI SOLUTIONS INC.VIAV	Laura A. BlackDirector	17,743	—	—	17,743	—
Nov 15, 2018 AForm 4 →	Nov 19, 7:48 pm EST	Telenav, Inc.TNAV	Karen C FrancisDirector	21,897	—	—	21,897	—
Nov 19, 2018 MForm 4 →	Nov 19, 7:48 pm EST	SIERRA BANCORPBSRR	Morris A TharpDirector	2,500	—	—	0	—
Nov 15, 2018 AForm 4 →	Nov 19, 7:49 pm EST	APPLIED GENETIC TECHNOLOGIES CORPAGTC	Ivana MagovcevicDirector	10,000	—	—	10,000	—
Nov 15, 2018 MForm 4 →	Nov 19, 7:59 pm EST	ASHLAND GLOBAL HOLDINGS INCASH	Peter GanzSenior Vice President	1,079	—	—	12,644	—
Nov 15, 2018 AForm 4 →	Nov 19, 7:59 pm EST	APPLIED GENETIC TECHNOLOGIES CORPAGTC	James RosenDirector	10,000	—	—	10,000	—
Nov 15, 2018 MForm 4 →	Nov 19, 8:00 pm EST	UNIVERSAL INSURANCE HOLDINGS, INC.UVE	Stephen DonaghyCOO	66,667	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 19, 8:04 pm EST	ASHLAND GLOBAL HOLDINGS INCASH	William J HeitmanController	421	—	—	4,771	—
Nov 15, 2018 MForm 4 →	Nov 19, 8:04 pm EST	EXTREME NETWORKS INCEXTR	Matthew Howard CleaverVP OF FP AND A	2,626	—	—	3,940	—
Nov 15, 2018 MForm 4 →	Nov 19, 8:04 pm EST	EXTREME NETWORKS INCEXTR	Robert J GaultEVP Worldwide Sales Services a	21,677	—	—	41,688	—
Nov 15, 2018 MForm 4 →	Nov 19, 8:04 pm EST	HARMONIC INCHLIT	Patrick HarshmanPresident and CEO, Director	16,333	—	—	81,667	—
Nov 15, 2018 MForm 4 →	Nov 19, 8:05 pm EST	EXTREME NETWORKS INCEXTR	Edward MeyercordPRESIDENT AND CEO, Director	43,354	—	—	65,033	—
Nov 15, 2018 MForm 4 →	Nov 19, 8:06 pm EST	TRINET GROUP INCTNET	Richard J BeckertSVP, CHIEF FINANCIAL OFFICER	2,840	—	—	28,401	—
Nov 15, 2018 MForm 4 →	Nov 19, 8:07 pm EST	HARMONIC INCHLIT	Neven HaltmayerSr. Vice President, R&D	4,959	—	—	24,792	—
Nov 15, 2018 MForm 4 →	Nov 19, 8:08 pm EST	HARMONIC INCHLIT	Sanjay KalraChief Financial Officer	1,375	—	—	1,375	—
Nov 15, 2018 AForm 4 →	Nov 19, 8:09 pm EST	APPLIED GENETIC TECHNOLOGIES CORPAGTC	Anne VanlentDirector	10,000	—	—	10,000	—
Nov 15, 2018 MForm 4 →	Nov 19, 8:10 pm EST	ASHLAND GLOBAL HOLDINGS INCASH	Anne T. SchumannSenior Vice President	556	—	—	6,789	—
Nov 15, 2018 MForm 4 →	Nov 19, 8:11 pm EST	HARMONIC INCHLIT	Nimrod Ben-NatanSVP & GM, Cable Access	7,000	—	—	35,000	—
Nov 15, 2018 MForm 4 →	Nov 19, 8:13 pm EST	HARMONIC INCHLIT	Timothy WarrenSVP and CTO, Video Products	6,250	—	—	6,250	—
Nov 15, 2018 CMForm 4 →	Nov 19, 8:15 pm EST	Facebook IncFB	Christopher K CoxChief Product Officer	147,489	—	—	0	—
Nov 15, 2018 CMForm 4 →	Nov 19, 8:17 pm EST	Facebook IncFB	David B. FischerVP Bus. & Marketing P'ships	84,108	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 19, 8:18 pm EST	Facebook IncFB	Colin StretchVP and General Counsel	26,167	—	—	44,512	—
Nov 15, 2018 MForm 4 →	Nov 19, 8:20 pm EST	Facebook IncFB	Susan J.S. TaylorChief Accounting Officer	2,250	—	—	8,849	—
Nov 15, 2018 MForm 4 →	Nov 19, 8:21 pm EST	TWILIO INCTWLO	George HuChief Operating Officer	7,800	—	—	739,800	—
Nov 15, 2018 MForm 4 →	Nov 19, 8:22 pm EST	Facebook IncFB	David M. WehnerChief Financial Officer	37,786	—	—	84,836	—
Nov 15, 2018 MForm 4 →	Nov 19, 8:23 pm EST	Facebook IncFB	Michael Todd SchroepferChief Technology Officer	45,123	—	—	74,290	—
Nov 15, 2018 MForm 4 →	Nov 19, 8:35 pm EST	TRINET GROUP INCTNET	Michael P MurphyPRINCIPAL ACCOUNTING OFFICER	5,278	—	—	2,504	—
Nov 15, 2018 MForm 4 →	Nov 19, 8:40 pm EST	TRINET GROUP INCTNET	Edward GrieseSR. VP, INSURANCE SERVICES	6,689	—	—	3,958	—
Nov 15, 2018 MForm 4 →	Nov 19, 8:40 pm EST	ASHLAND GLOBAL HOLDINGS INCASH	Keith C SilvermanVice President	5,243	—	—	2,950	—	amended
Nov 15, 2018 MForm 4 →	Nov 19, 8:45 pm EST	ASHLAND GLOBAL HOLDINGS INCASH	J Kevin WillisChief Financial Officer	1,737	—	—	20,434	—
Nov 15, 2018 AForm 4 →	Nov 19, 8:53 pm EST	Waitr Holdings Inc.WTRH	Karl D MecheChief Accounting Officer	26,912	—	—	26,912	—
Nov 15, 2018 AForm 4 →	Nov 19, 8:56 pm EST	Waitr Holdings Inc.WTRH	Jonathan GreenDirector	2,631,169	—	—	2,428,769	—
Nov 15, 2018 CForm 4 →	Nov 19, 8:59 pm EST	DROPBOX, INC.DBX	R. Bryan SchreierDirector, 10% Owner	4,358,573	—	—	2,443,403	—
Nov 15, 2018 MForm 4 →	Nov 19, 9:00 pm EST	AMEDISYS INCAMED	Michael Paul NorthChief Information Officer	5,875	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 19, 9:00 pm EST	TRINET GROUP INCTNET	Burton M. GoldfieldPRESIDENT, CEO and DIRECTOR, Director	19,988	—	—	177,266	—
Nov 15, 2018 MForm 4 →	Nov 19, 9:02 pm EST	ASHLAND GLOBAL HOLDINGS INCASH	William A WulfsohnChief Executive Officer, Director	6,310	—	—	73,046	—
Nov 15, 2018 CForm 4 →	Nov 19, 9:06 pm EST	DROPBOX, INC.DBX	SC XII MANAGEMENT LLC +610% Owner	4,358,573	—	—	2,443,403	—
Nov 19, 2018 CForm 4 →	Nov 19, 9:08 pm EST	TWILIO INCTWLO	Jeff LawsonChief Executive Officer, Director, 10% Owner	20,830	—	—	6,091,412	—
Nov 15, 2018 MForm 4 →	Nov 19, 9:27 pm EST	GENOMIC HEALTH INCGHDX	Kimberly J PopovitsPresident and CEO, Director	40,000	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 19, 9:28 pm EST	TRINET GROUP INCTNET	Brady MickelsenSVP, CLO & SECRETARY	12,624	—	—	7,500	—
Nov 12, 2018 AForm 4 →	Nov 19, 9:33 pm EST	Drive Shack Inc.DS	David HammarleyChief Financial Officer	75,000	—	—	75,000	—	late
Nov 15, 2018 MForm 4 →	Nov 19, 9:36 pm EST	ASHLAND GLOBAL HOLDINGS INCASH	Vito J ConsiglioVice President	1,837	—	—	6,742	—
Nov 15, 2018 AForm 4/A →	Nov 19, 9:38 pm EST	RESIDEO TECHNOLOGIES, INC.REZI	Robert B AarnesPRESIDENT, ADI	5,558	—	—	5,558	—
Nov 16, 2018 MForm 4 →	Nov 19, 9:38 pm EST	FORTINET INCFTNT	John WhittleVP CorpDev&Strat Alliance, GC	1,250	—	—	25,000	—
Nov 16, 2018 MForm 4 →	Nov 20, 7:05 am EST	MISONIX INCMSON	Joseph J BrennanVP, Operations	1,000	—	—	6,000	—
Nov 19, 2018 MForm 4 →	Nov 20, 7:57 am EST	LITTELFUSE INC /DELFUS	Ronald L SchubelDirector	3,912	—	—	630	—
Nov 18, 2018 MForm 4 →	Nov 20, 8:12 am EST	RAYMOND JAMES FINANCIAL INCRJF	John C Carson Jr.President	3,000	—	—	2,000	—
Nov 18, 2018 MForm 4 →	Nov 20, 8:12 am EST	RAYMOND JAMES FINANCIAL INCRJF	Tashtego S ElwynPresident - RJA	4,500	—	—	3,000	—
Nov 19, 2018 MForm 4 →	Nov 20, 9:14 am EST	DELTA APPAREL, INCDLA	Jeffery Neil StillwellPresident, Salt Life Group	40,000	—	—	0	—
Nov 19, 2018 MForm 4 →	Nov 20, 9:16 am EST	DELTA APPAREL, INCDLA	Justin Marshall GrowV.P. Admin. & General Counsel	20,000	—	—	0	—
Nov 18, 2018 MForm 4 →	Nov 20, 10:05 am EST	RAYMOND JAMES FINANCIAL INCRJF	Bella Loykhter AllaireExecutive Vice President-RJA	4,500	—	—	3,000	—
Nov 15, 2018 MForm 4/A →	Nov 20, 10:11 am EST	ASHLAND GLOBAL HOLDINGS INCASH	Keith C SilvermanVice President	2,950	—	—	2,950	—
Nov 16, 2018 MForm 4 →	Nov 20, 10:44 am EST	HANOVER INSURANCE GROUP, INC.THG	J Kendall HuberExecutive Vice President	24,000	—	—	0	—
Nov 17, 2018 MForm 4 →	Nov 20, 10:45 am EST	TRUSTCO BANK CORP N YTRST	Robert J McCormickPresident & CEO	18,500	—	—	0	—
Nov 17, 2018 MForm 4 →	Nov 20, 10:51 am EST	TRUSTCO BANK CORP N YTRST	Scot R SalvadorEVP & Chief Banking Officer	9,250	—	—	0	—
Nov 17, 2018 MForm 4 →	Nov 20, 10:52 am EST	TRUSTCO BANK CORP N YTRST	Robert M LeonardEVP & SECRETARY	9,250	—	—	0	—
Nov 17, 2018 MForm 4 →	Nov 20, 10:55 am EST	TRUSTCO BANK CORP N YTRST	Kevin M CurleySENIOR VICE PRESIDENT	2,500	—	—	0	—
Nov 17, 2018 MForm 4 →	Nov 20, 10:56 am EST	TRUSTCO BANK CORP N YTRST	Eric W SchreckSVP & Treasurer	2,500	—	—	0	—
Nov 17, 2018 MForm 4 →	Nov 20, 10:57 am EST	TRUSTCO BANK CORP N YTRST	Michael M OzimekCFO & Senior Vice President	2,500	—	—	0	—
Nov 17, 2018 MForm 4 →	Nov 20, 10:58 am EST	TRUSTCO BANK CORP N YTRST	Michael James HallSECRETARY	850	—	—	0	—
Nov 19, 2018 MForm 4 →	Nov 20, 11:05 am EST	NOVAGOLD RESOURCES INCNG	Gregory A. LangPresident and CEO, Director	100,000	—	—	1,465,150	—
Nov 17, 2018 MForm 4 →	Nov 20, 11:08 am EST	TRUSTCO BANK CORP N YTRST	Dennis A De GennaroDirector	1,500	—	—	0	—
Nov 17, 2018 MForm 4 →	Nov 20, 11:09 am EST	TRUSTCO BANK CORP N YTRST	Thomas O MaggsDirector	1,500	—	—	0	—
Nov 19, 2018 MForm 4 →	Nov 20, 11:10 am EST	CHURCH & DWIGHT CO INC /DE/CHD	Steven P CugineEVP New Products & Pres Int'l	15,000	—	—	38,140	—
Nov 17, 2018 MForm 4 →	Nov 20, 11:11 am EST	TRUSTCO BANK CORP N YTRST	Anthony J Marinello M.D. Ph.D.Director	1,500	—	—	0	—
Nov 17, 2018 MForm 4 →	Nov 20, 11:13 am EST	TRUSTCO BANK CORP N YTRST	William D PowersDirector	1,500	—	—	0	—
Nov 16, 2018 AForm 4 →	Nov 20, 11:19 am EST	Good Times Restaurants Inc.GTIM	Charles E Jobson +3Director, 10% Owner	2,740	—	—	2,740	—
Nov 16, 2018 AForm 4 →	Nov 20, 11:24 am EST	Good Times Restaurants Inc.GTIM	Jason MacedaDirector	2,740	—	—	2,740	—
Nov 16, 2018 AMForm 4 →	Nov 20, 11:24 am EST	Good Times Restaurants Inc.GTIM	Geoffrey R BaileyDirector	4,607	—	—	29,720	—
Nov 8, 2018 JForm 4 →	Nov 20, 11:34 am EST	Jerrick Media Holdings, Inc.JMDA	Jeremy FrommerChief Executive Officer, Director	40,854	—	—	40,854	—	late
Nov 16, 2018 MForm 4 →	Nov 20, 11:51 am EST	BYLINE BANCORP, INC.BY	Donald J MeyerEVP of Comm Banking	4,100	—	—	12,496	—
Nov 16, 2018 MForm 4 →	Nov 20, 12:42 pm EST	1 800 FLOWERS COM INCFLWS	James A CannavinoDirector	10,000	—	—	0	—
Nov 19, 2018 MForm 4 →	Nov 20, 12:46 pm EST	CIMPRESS N.V.CMPR	Katryn BlakeCEO, Vistaprint	895	—	—	1,792	—
Nov 17, 2018 MForm 4 →	Nov 20, 12:47 pm EST	CIMPRESS N.V.CMPR	Sean Edward QuinnEVP, Chief Financial Officer	614	—	—	2,453	—
Nov 16, 2018 AForm 4 →	Nov 20, 1:03 pm EST	Good Times Restaurants Inc.GTIM	Robert J StetsonDirector	2,740	—	—	2,740	—
Nov 19, 2018 MForm 4 →	Nov 20, 1:06 pm EST	Willdan Group, Inc.WLDN	Raymond W Holdsworth Jr.Director	20,000	—	—	0	—
Nov 19, 2018 MForm 4 →	Nov 20, 1:15 pm EST	NEXTERA ENERGY INCNEE	Charles E SievingEVP & General Counsel	14,803	—	—	0	—
Nov 16, 2018 MForm 4 →	Nov 20, 1:19 pm EST	CME GROUP INC.CME	Julie WinklerSr MD Chief Commercial Officer	3,980	—	—	0	—
Nov 16, 2018 MForm 4 →	Nov 20, 1:24 pm EST	Super Micro Computer, Inc.SMCI	Kevin S BauerChief Financial Officer	937	—	—	8,438	—
Nov 18, 2018 MForm 4 →	Nov 20, 1:34 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Scott A CurtisPresident - RJFS	4,500	—	—	3,000	—
Nov 16, 2018 MForm 4 →	Nov 20, 1:58 pm EST	TRECORA RESOURCESTREC	Gary Kramer AdamsDirector	6,148	—	—	109,221	—
Nov 16, 2018 MForm 4 →	Nov 20, 2:00 pm EST	TRECORA RESOURCESTREC	Pamela R ButcherDirector	6,276	—	—	21,967	—
Nov 16, 2018 MForm 4 →	Nov 20, 2:08 pm EST	BLONDER TONGUE LABORATORIES INCBDR	Gary P ScharmettDirector	5,000	—	—	0	—
Nov 16, 2018 MForm 4 →	Nov 20, 2:11 pm EST	BLONDER TONGUE LABORATORIES INCBDR	Allen HorvathVP Manufacturing	8,000	—	—	0	—
Nov 16, 2018 MForm 4 →	Nov 20, 2:13 pm EST	BLONDER TONGUE LABORATORIES INCBDR	Eric S SkolnikSr. VP, CFO	10,000	—	—	0	—
Sep 20, 2018 MForm 4 →	Nov 20, 2:15 pm EST	BLONDER TONGUE LABORATORIES INCBDR	Anthony J BrunoDirector	5,000	—	—	0	—	late
Apr 4, 2018 MForm 4 →	Nov 20, 2:17 pm EST	BLONDER TONGUE LABORATORIES INCBDR	James F WilliamsDirector	5,000	—	—	0	—	late
Nov 8, 2018 JForm 4 →	Nov 20, 2:27 pm EST	Jerrick Media Holdings, Inc.JMDA	Leonard M SchillerDirector	244,887	—	—	142,987	—	late
Nov 20, 2018 MForm 4 →	Nov 20, 2:34 pm EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	Stuart R LevineDirector	11,200	—	—	0	—
Nov 15, 2018 GForm 4 →	Nov 20, 2:34 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	John C Butler Jr.Other	1,391	—	—	790	—	late amended
Nov 15, 2018 GForm 4 →	Nov 20, 2:36 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Clara R ButlerOther	464	—	—	790	—	late
Nov 15, 2018 GForm 4 →	Nov 20, 2:37 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Clara Rankin Butler 2002 Trust DTD 11/5/2002Other	464	—	—	790	—	late
Nov 15, 2018 GForm 4 →	Nov 20, 2:38 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Griffin B ButlerOther	464	—	—	790	—	late
Nov 15, 2018 GForm 4 →	Nov 20, 2:38 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Griffin Bedwell Butler 2002 Trust DTD 11/5/2002Other	464	—	—	790	—	late
Nov 15, 2018 GForm 4 →	Nov 20, 2:39 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Clara R WilliamsOther	1,391	—	—	790	—	late amended
Nov 15, 2018 GForm 4 →	Nov 20, 2:40 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	David B WilliamsOther	1,391	—	—	790	—	late amended
Nov 15, 2018 GForm 4 →	Nov 20, 2:41 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Helen Charles WilliamsOther	464	—	—	790	—	late
Nov 15, 2018 GForm 4 →	Nov 20, 2:41 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	David BH Williams, Trustee UAD The Helen Charles Williams 2004 TrustOther	464	—	—	790	—	late
Nov 15, 2018 GForm 4 →	Nov 20, 2:42 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	David BH Williams, Trustee UAD The Margo Janison Victoire Williams 2004 TrustOther	464	—	—	790	—	late
Nov 15, 2018 GForm 4 →	Nov 20, 2:43 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Margo J.V. WilliamsOther	464	—	—	790	—	late
Nov 15, 2018 GForm 4 →	Nov 20, 2:49 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alfred M Et Al RankinChairman, Director	354,462	—	—	94,809	—	late amended
Nov 15, 2018 GForm 4 →	Nov 20, 2:50 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Victoire G RankinOther	354,462	—	—	94,809	—	late amended
Nov 15, 2018 GForm 4 →	Nov 20, 3:15 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Helen Rankin ButlerOther	1,391	—	—	790	—	late amended
Nov 19, 2018 AForm 4 →	Nov 20, 3:15 pm EST	Valeritas Holdings Inc.VLRX	John Edward TimberlakeSee Remarks, Director	1,500,000	—	—	1,500,000	—
Nov 16, 2018 MForm 4 →	Nov 20, 3:17 pm EST	MERIT MEDICAL SYSTEMS INCMMSI	Justin J. LampropoulosEVP GLOBAL SALES, MKTG & STGY	20,000	—	—	5,000	—
Nov 18, 2018 MForm 4 →	Nov 20, 3:19 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Jeffrey P JulienCFO, Executive VP - Fin	3,120	—	—	80	—
Nov 18, 2018 MForm 4 →	Nov 20, 3:19 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Steven M RaneyPresident & CEO RJBank	3,000	—	—	2,000	—
Nov 18, 2018 MForm 4 →	Nov 20, 3:19 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Paul C ReillyChief Executive Officer, Director	6,000	—	—	4,000	—
Nov 18, 2018 MForm 4 →	Nov 20, 3:19 pm EST	RAYMOND JAMES FINANCIAL INCRJF	George CataneseSVP, Chief Risk Officer	900	—	—	600	—
Nov 18, 2018 MForm 4 →	Nov 20, 3:19 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Jeffrey A DowdlePresident, Asset Mgmt Group	3,000	—	—	2,000	—
Nov 18, 2018 MForm 4 →	Nov 20, 3:19 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Jeffrey E TrocinCo-Pres-GlobEq&Inv Banking-RJA	3,000	—	—	2,000	—
Nov 19, 2015 AForm 4/A →	Nov 20, 2018, 3:19 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Jennifer C AckartSVP, Controller	4,300	—	—	4,300	—
Nov 16, 2018 MForm 4 →	Nov 20, 3:25 pm EST	MERIT MEDICAL SYSTEMS INCMMSI	Ronald FrostChief Operating Officer	4,743	—	—	0	—
Nov 19, 2018 MForm 4 →	Nov 20, 3:50 pm EST	MASCO CORP /DE/MAS	Richard A ManoogianDirector	100,000	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.