SEC Form 4 · accession 0000904454-18-000751
MACOM Technology Solutions Holdings, Inc. · MTSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Croteau
Officer — President and CEO · Director
Period of report
Nov 16, 2018
Accepted (ET)
Nov 19, 2018 · 6:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493594
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2018 | A | 154 | $15.31 | A | 146,777 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3,F2 | $33.66 | Nov 19, 2018 | D | 40,000 | D | — | May 5, 2022 | Common Stock | 40,000 | 0 | D |
Explanation of responses
- F1Shares purchased under the Issuer's Employee Stock Purchase Plan.
- F2This stock option vested as to 20,000 shares on April 19, 2017 and as to 20,000 shares on November 9, 2017.
- F3On November 19, 2018, pursuant to an Option Exchange Agreement between the Issuer and the Reporting Person, the Issuer canceled this stock option, which was granted to the Reporting Person on May 5, 2015. In exchange, the Reporting Person was granted certain other performance awards.