SEC Form 4 · accession 0001127602-18-033753
NOBLE ENERGY INC · NBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent J Smolik
Officer — President & COO
Period of report
Nov 16, 2018
Accepted (ET)
Nov 19, 2018 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Noble Energy, Inc. Common StockF1 | Nov 16, 2018 | A | 139,054 | $0.00 | A | 139,054 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Grant (Right to Buy)F2 | $25.17 | Nov 16, 2018 | A | 117,096 | A | — | Nov 16, 2028 | Noble Energy, Inc. Common Stock | 117,096 | 117,096 | D |
Explanation of responses
- F1Restricted shares of Noble Energy, Inc. Common Stock granted under the 2017 Plan subject to vest on the third anniversary of the grant date.
- F2The option is exercisable in three equal annual installments beginning one year after the date of grant, granted under the 2017 Plan.