SEC Form 4 · accession 0001127602-18-033847

Meta Platforms, Inc. · META

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Christopher K Cox

Officer — Chief Product Officer

Period of report

Nov 15, 2018

Accepted (ET)

Nov 19, 2018 · 8:15 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001326801

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Nov 15, 2018	M	26,847	$0.00	A	140,684	D
Class A Common Stock^F1	Nov 15, 2018	F	13,311	$144.22	D	127,373	D
Class A Common Stock	Nov 15, 2018	M	10,022	$0.00	A	137,395	D
Class A Common Stock^F1	Nov 15, 2018	F	4,969	$144.22	D	132,426	D
Class A Common Stock	Nov 15, 2018	M	8,254	$0.00	A	140,680	D
Class A Common Stock^F1	Nov 15, 2018	F	4,093	$144.22	D	136,587	D
Class A Common Stock^F2	Nov 15, 2018	C	34,122	$0.00	A	170,709	D
Class A Common Stock^F1	Nov 15, 2018	F	16,918	$144.22	D	153,791	D
Class A Common Stock^F3	holding	—	—		—	200,000	I	By Christopher K. Cox 2017 Annuity Trust

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units (RSU) (Class A)^F4,F5	—	Nov 15, 2018	M	26,847	D	—	May 5, 2023	Class A Common Stock	26,847	268,471	D
Restricted Stock Units (RSU) (Class A)^F4,F6	—	Nov 15, 2018	M	10,022	D	—	Mar 16, 2024	Class A Common Stock	10,022	50,113	D
Restricted Stock Units (RSU) (Class A)^F4,F7	—	Nov 15, 2018	M	8,254	D	—	Mar 15, 2025	Class A Common Stock	8,254	74,290	D
Restricted Stock Unit (RSU) (Class B)^F8,F7,F9	—	Nov 15, 2018	M	34,122	D	—	May 2, 2022	Class B Common Stock	34,122	272,979	D
Class B Common Stock^F9	—	Nov 15, 2018	M	34,122	A	—	—	Class A Common Stock	34,122	34,122	D
Class B Common Stock^F9,F10	—	Nov 15, 2018	C	34,122	D	—	—	Class A Common Stock	34,122	0	D

Explanation of responses

F1Represents the number of shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.
F10The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.
F2Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the settlement of the RSUs listed in Table II.
F3Shares held of record by Christopher K. Cox, Trustee of The Christopher K. Cox 2017 Annuity Trust u/a/d 10/24/2017.
F4Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
F5The RSUs vest as to 1/16th of the total shares quarterly, beginning on August 15, 2017, subject to continued service through each vesting date.
F6The RSUs vest as to 1/16th of the total shares quarterly, beginning on May 15, 2016, subject to continued service through each vesting date.
F7The RSUs vest as to 1/16th of the total shares quarterly, beginning on February 15, 2017, subject to continued service through each vesting date.
F8Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
F9The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.