SEC Form 4 · accession 0001127602-18-033889
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Catlett
Officer — General Counsel and Corp. Sec.
Period of report
Sep 7, 2018
Accepted (ET)
Nov 20, 2018 · 11:01 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 19, 2018 | M | 2,160 | $88.13 | A | 3,666 | D | |
| Common Stock | Nov 19, 2018 | F | 683 | $88.13 | D | 2,983 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Sep 7, 2018 | J | 9 | A | Nov 19, 2018 | Nov 19, 2018 | Common Stock | 9 | 2,161 | D |
| Restricted Stock UnitsF1 | — | Nov 19, 2018 | M | 2,160 | D | Nov 19, 2018 | Nov 19, 2018 | Common Stock | 2,160 | 1 | D |
Explanation of responses
- F1No conversion or exercise price. Shares distribute upon vest date.