SEC Form 4 · accession 0001179110-18-013030
Willdan Group, Inc. · WLDN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond W Holdsworth Jr.
Director
Period of report
Nov 19, 2018
Accepted (ET)
Nov 20, 2018 · 1:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370450
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 19, 2018 | M | 5,000 | $1.87 | A | 15,954 | D | |
| Common Stock | Nov 19, 2018 | M | 5,000 | $1.80 | A | 20,954 | D | |
| Common Stock | Nov 19, 2018 | M | 5,000 | $4.01 | A | 25,954 | D | |
| Common Stock | Nov 19, 2018 | M | 5,000 | $2.48 | A | 30,954 | D | |
| Common Stock | holding | — | — | — | 60,688 | I | By The Holdsworth Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $1.87 | Nov 19, 2018 | M | 5,000 | D | — | Jun 8, 2019 | Common Stock | 5,000 | 0 | D |
| Stock Option (Right to Buy)F2 | $1.80 | Nov 19, 2018 | M | 5,000 | D | — | Jun 4, 2022 | Common Stock | 5,000 | 0 | D |
| Stock Option (Right to Buy)F3 | $4.01 | Nov 19, 2018 | M | 5,000 | D | — | Jun 6, 2021 | Common Stock | 5,000 | 0 | D |
| Stock Option (Right to Buy)F4 | $2.48 | Nov 19, 2018 | M | 5,000 | D | — | Jun 7, 2020 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The option became exercisable in two equal installments on each of June 8, 2010 and June 8, 2011.
- F2The option became exercisable in two equal installments on each of June 4, 2013 and June 4, 2014.
- F3The option became exercisable in two equal installments on each of June 6, 2012 and June 6, 2013.
- F4The option became exercisable in two equal installments on each of June 7, 2011 and June 7, 2012.