SEC Form 4 · accession 0000753308-18-000168
NEXTERA ENERGY INC · NEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles E Sieving
Officer — EVP & General Counsel · Other
Period of report
Nov 19, 2018
Accepted (ET)
Nov 20, 2018 · 1:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000753308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 19, 2018 | M | 14,803 | $93.27 | A | 68,245 | D | |
| Common StockF3 | Nov 19, 2018 | S | 19,731 | $180.101 | D | 48,514 | D | |
| Common Stock | holding | — | — | — | 1,893 | I | By Retirement Savings Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $93.27 | Nov 19, 2018 | M | 14,803 | D | — | Feb 14, 2024 | Common Stock | 14,803 | 0 | D |
Explanation of responses
- F1Options exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2018.
- F2Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2018.
- F3Weighted average sale price. Reporting person sold 19,731 shares through a trade order executed by a broker-dealer at prices ranging from $180.00 to $180.36 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
- F4The option, representing a right to buy 14,803 shares, became exercisable in three substantially equal annual installments beginning on February 15, 2015.