SEC Form 4 · accession 0001615774-18-013015
MISONIX INC · MSON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph J Brennan
Officer — VP, Operations
Period of report
Nov 16, 2018
Accepted (ET)
Nov 20, 2018 · 7:05 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880432
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2018 | M | 1,000 | $9.38 | A | 2,000 | D | |
| Common Stock | Nov 16, 2018 | S | 101 | $16.21 | D | 1,899 | D | |
| Common Stock | Nov 16, 2018 | S | 100 | $16.22 | D | 1,799 | D | |
| Common Stock | Nov 16, 2018 | S | 300 | $16.30 | D | 1,499 | D | |
| Common Stock | Nov 16, 2018 | S | 100 | $16.31 | D | 1,399 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $9.38 | Nov 16, 2018 | M | 1,000 | D | Aug 18, 2016 | Aug 18, 2025 | Common Stock | 1,000 | 6,000 | D |
Explanation of responses
- F1Option vesting in four equal annual installments from 8/18/2015 (the original date of grant).