SEC Form 4 · accession 0000944695-18-000123
HANOVER INSURANCE GROUP, INC. · THG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Kendall Huber
Officer — Executive Vice President
Period of report
Nov 16, 2018
Accepted (ET)
Nov 20, 2018 · 10:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 16, 2018 | M | 16,827 | $57.99 | A | 53,308 | D | |
| Common StockF1,F2 | Nov 16, 2018 | S | 16,827 | $110.0427 | D | 36,481 | D | |
| Common StockF2 | Nov 19, 2018 | M | 7,173 | $57.99 | A | 43,654 | D | |
| Common StockF3,F2 | Nov 19, 2018 | S | 7,173 | $110.1243 | D | 36,481 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F4 | $57.99 | Nov 16, 2018 | M | 16,827 | D | — | Feb 19, 2024 | Common Stock | 16,827 | 7,173 | D |
| Common Stock Option (right to buy)F4 | $57.99 | Nov 19, 2018 | M | 7,173 | D | — | Feb 19, 2024 | Common Stock | 7,173 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple prices ranging from $110.00 to $110.53, inclusive. The Reporting Person undertakes to provide The Hanover Insurance Group, Inc. ("THG"), any security holder of THG, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F2Does not include 1,320 shares held indirectly in a Rabbi Trust pursuant to deferral agreements.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple prices ranging from $110.00 to $110.425, inclusive. The Reporting Person undertakes to provide THG, any security holder of THG, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F4The option, representing the right to purchase a total of 24,000 shares, vested 1/3 on each of 2/19/15, 2/19/16 and 2/19/17.