SEC Form 4 · accession 0001209191-18-059258
UGI CORP /PA/ · UGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann P Kelly
Officer — VP, CAO & Corporate Controller
Period of report
Nov 15, 2018
Accepted (ET)
Nov 19, 2018 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UGI Common Stock | Nov 15, 2018 | M | 6,000 | $37.98 | A | 7,701 | D | |
| UGI Common Stock | Nov 15, 2018 | M | 2,500 | $33.76 | A | 10,201 | D | |
| UGI Common Stock | Nov 15, 2018 | M | 2,333 | $46.08 | A | 12,534 | D | |
| UGI Common StockF1 | Nov 15, 2018 | S | 9,595 | $56.8022 | D | 2,939 | D | |
| UGI Common Stock | holding | — | — | — | 1,721 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy) | $37.98 | Nov 15, 2018 | M | 6,000 | D | Jan 1, 2018 | Dec 31, 2024 | UGI Common Stock | 6,000 | 0 | D |
| Options (Right to Buy)F2 | $33.76 | Nov 15, 2018 | M | 2,500 | D | — | Dec 31, 2025 | UGI Common Stock | 2,500 | 2,500 | D |
| Options (Right to Buy)F3 | $46.08 | Nov 15, 2018 | M | 2,333 | D | — | Dec 31, 2026 | UGI Common Stock | 2,333 | 4,667 | D |
Explanation of responses
- F1The shares of common stock with respect to this transaction were sold at prices ranging from 56.80 to $56.82. Upon request, UGI Corporation will provide to the Securities and Exchange Commission staff, or a security holder of UGI Corporation, full information regarding the number of shares of common stock sold at each separate price.
- F2These options vest in three equal annual installments beginning January 1, 2017.
- F3These options vest in three equal annual installments beginning January 1, 2018.