SEC Form 4 · accession 0001018724-18-000191
AMAZON COM INC · AMZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey A Wilke
Officer — CEO Worldwide Consumer
Period of report
Nov 15, 2018
Accepted (ET)
Nov 19, 2018 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001018724
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Nov 15, 2018 | M | 3,512 | $0.00 | A | 13,512 | D | |
| Common Stock, par value $.01 per share | Nov 15, 2018 | M | 596 | $0.00 | A | 14,108 | D | |
| Common Stock, par value $.01 per share | Nov 15, 2018 | G | 3,512 | $0.00 | D | 10,596 | D | |
| Common Stock, par value $.01 per share | Nov 15, 2018 | G | 596 | $0.00 | D | 10,000 | D | |
| Common Stock, par value $.01 per share | Nov 15, 2018 | G | 3,512 | $0.00 | A | 53,552 | I | In trust |
| Common Stock, par value $.01 per share | Nov 15, 2018 | G | 596 | $0.00 | A | 54,148 | I | In trust |
| Common Stock, par value $.01 per share | holding | — | — | — | 534 | I | Held by the reporting person's Amazon.com 401(k) plan account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit AwardF1,F2 | $0.00 | Nov 15, 2018 | M | 3,512 | D | May 15, 2018 | Feb 15, 2020 | Common Stock, par value $.01 per share | 3,512 | 14,347 | D |
| Restricted Stock Unit AwardF1,F3 | $0.00 | Nov 15, 2018 | M | 596 | D | May 15, 2018 | Feb 15, 2022 | Common Stock, par value $.01 per share | 596 | 23,831 | D |
Explanation of responses
- F1Converts into Common Stock on a one-for-one basis.
- F2This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 3,512 shares on each of May 15, 2018, August 15, 2018, and November 15, 2018; 3,513 shares on February 15, 2019; 2,708 shares on each of May 15, 2019 and August 15, 2019; and 2,709 shares on each of November 15, 2019 and February 15, 2020.
- F3This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 596 shares on each of May 15, 2018, August 15, 2018, and November 15, 2018; 597 shares on February 15, 2019; 864 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.