SEC Form 4 · accession 0001543407-18-000073
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Polen Jr.
Officer — Executive Vice President
Period of report
Nov 19, 2018
Accepted (ET)
Nov 19, 2018 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 19, 2018 | M | 11,718 | $134.73 | A | 23,896 | D | |
| Common StockF1 | Nov 19, 2018 | D | 6,475 | $243.86 | D | 17,421 | D | |
| Common StockF1 | Nov 19, 2018 | S | 5,243 | $243.86 | D | 12,178 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $134.73 | Nov 19, 2018 | M | 11,718 | D | Nov 25, 2015 | Nov 25, 2024 | Common Stock | 11,718 | 3,907 | D |
Explanation of responses
- F1The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $243.34 through $244.25. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- F2The stock appreciation rights vest in four annual installments beginning November 25, 2015.