SEC Form 4 · accession 0001127602-18-033853

Meta Platforms, Inc. · META

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Michael Todd Schroepfer

Officer — Chief Technology Officer

Period of report

Nov 15, 2018

Accepted (ET)

Nov 19, 2018 · 8:23 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001326801

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Nov 15, 2018	M	26,847	$0.00	A	615,541	D
Class A Common Stock	Nov 15, 2018	F	13,311	$144.22	D	602,230	D
Class A Common Stock	Nov 15, 2018	M	10,022	$0.00	A	612,252	D
Class A Common Stock	Nov 15, 2018	F	4,969	$144.22	D	607,283	D
Class A Common Stock	Nov 15, 2018	M	8,254	$0.00	A	615,537	D
Class A Common Stock	Nov 15, 2018	F	4,093	$144.22	D	611,444	D
Class A Common Stock^F3	Nov 16, 2018	G	157,745	$0.00	D	518,882	I	By The HS Trust U/A/D 9/28/2011
Class A Common Stock	Nov 16, 2018	G	310,109	$0.00	D	301,335	D
Class A Common Stock^F3	Nov 19, 2018	G	36,500	$0.00	D	482,382	I	By The HS Trust U/A/D 9/28/2011
Class A Common Stock^F4	Nov 19, 2018	G	36,500	$0.00	A	36,500	I	By The Erin Hoffman 2018 Annuity Trust U/A/D 11/15/2018
Class A Common Stock^F3	Nov 19, 2018	G	36,500	$0.00	D	445,882	I	By The HS Trust U/A/D 9/28/2011
Class A Common Stock^F5	Nov 19, 2018	G	36,500	$0.00	A	36,500	I	By The Michael Schroepfer 2018 Annuity Trust U/A/D 11/15/2018
Class A Common Stock^F6	holding	—	—		—	14,682	I	By The Erin Hoffmann 2017 Annuity Trust U/A/D 6/29/2017
Class A Common Stock^F7	holding	—	—		—	14,682	I	By The Michael Schroepfer 2017 Annuity Trust U/A/D 6/29/2017

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units (RSU) (Class A)^F8,F9	—	Nov 15, 2018	M	26,847	D	—	May 5, 2023	Class A Common Stock	26,847	322,165	D
Restricted Stock Units (RSU) (Class A)^F8,F10	—	Nov 15, 2018	M	10,022	D	—	Mar 16, 2024	Class A Common Stock	10,022	50,113	D
Restricted Stock Units (RSU) (Class A)^F8,F11	—	Nov 15, 2018	M	8,254	D	—	Mar 15, 2025	Class A Common Stock	8,254	74,290	D

Explanation of responses

F1Represents the number of shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.
F10The RSUs vest as to 1/16th of the total shares quarterly, beginning on May 15, 2016, subject to continued service through each vesting date.
F11The RSUs vest as to 1/16th of the total shares quarterly, beginning on May 15, 2017, subject to continued service through each vesting date.
F2Represents shares of Class A Common Stock that the holder donated as a gift to a charitable entity.
F3Shares held of record by Michael Schroepfer and Erin Hoffmann, Co-Trustees of The HS Trust U/A/D 9/28/2011.
F4Shares held of record by Erin Hoffmann, Trustee of The Erin Hoffmann 2018 Annuity Trust U/A/D 11/15/2018, a grantor retained annuity trust for the benefit of the reporting person's spouse.
F5Shares held of record by Michael Schroepfer, Trustee of The Michael Schroepfer 2018 Annuity Trust U/A/D 11/15/2018, a grantor retained annuity trust for the benefit of the reporting person.
F6Shares held of record by Erin Hoffmann, Trustee of The Erin Hoffmann 2017 Annuity Trust U/A/D 6/29/2017, a grantor retained annuity trust for the benefit of the reporting person's spouse.
F7Shares held of record by Michael Schroepfer, Trustee of The Michael Schroepfer 2017 Annuity Trust U/A/D 6/29/2017, a grantor retained annuity trust for the benefit of the reporting person.
F8Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
F9The RSUs vest as to 1/16th of the total shares quarterly, beginning on November 15, 2017, subject to continued service through each vesting date.