SEC Form 4 · accession 0000007039-18-000068
TRECORA RESOURCES · TREC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Kramer Adams
Director
Period of report
Nov 16, 2018
Accepted (ET)
Nov 20, 2018 · 1:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | Nov 16, 2018 | M | 6,148 | — | A | 12,296 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Common Stock UnitsF2,F1 | — | Nov 16, 2018 | M | 6,148 | D | — | — | Common stock | 6,148 | 109,221 | D |
Explanation of responses
- F1Partial vesting of time vested restricted stock units which were granted on 11/17/17. 6,148 shares each vest on 11/16/18 and 11/16/19 and 3,073 shares vest on 05/16/20.
- F2Granted as director compensation. Converts into common stock on a one-for-one basis.