SEC Form 4 · accession 0000002488-18-000197
ADVANCED MICRO DEVICES INC · AMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darla M Smith
Other
Period of report
Nov 15, 2018
Accepted (ET)
Nov 19, 2018 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2018 | M | 1,667 | $0.00 | A | 30,012 | D | |
| Common StockF2 | Nov 16, 2018 | S | 624 | $19.90 | D | 29,388 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Nov 15, 2018 | M | 1,667 | D | — | — | Common Stock | 1,667 | 1,666 | D |
Explanation of responses
- F1Includes 1,315 shares of common stock purchased under AMD's Employee Stock Purchase Plan, on November 9, 2018, in an exempt transaction.
- F2Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the Reporting Person's Restricted Stock Unit ("RSU") vesting.
- F3Each RSU represents a contingent right to receive one share of AMD's common stock.
- F4The RSUs vest 1/3 on each of November 15, 2017, 2018 and 2019.