SEC Form 4 · accession 0001214659-18-007248
Good Times Restaurants Inc. · GTIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Geoffrey R Bailey
Director
Period of report
Nov 16, 2018
Accepted (ET)
Nov 20, 2018 · 11:24 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2018 | M | 1,867 | $0.00 | A | 10,499 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Nov 16, 2018 | M | 1,867 | D | Nov 16, 2017 | Nov 16, 2019 | Common Stock | 1,866 | 26,980 | D |
| Restricted Stock UnitF2 | $0.00 | Nov 16, 2018 | A | 2,740 | A | Nov 16, 2019 | Nov 16, 2021 | Common Stock | 2,740 | 29,720 | D |
Explanation of responses
- F1Represents the conversion upon vesting of Restricted Stock Units into common stock. The reporting person was granted 5,600 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
- F2The reporting person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years.