SEC Form 4 · accession 0001562180-18-004607
MINERALS TECHNOLOGIES INC · MTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew M Jones
Officer — Vice President
Period of report
Nov 16, 2018
Accepted (ET)
Nov 19, 2018 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2018 | M | 6,018 | $38.285 | A | 9,862 | D | |
| Common Stock | Nov 16, 2018 | M | 1,468 | $47.885 | A | 11,330 | D | |
| Common StockF1 | Nov 16, 2018 | S | 7,420 | $57.3092 | D | 3,910 | D | |
| Common StockF2 | Nov 16, 2018 | S | 66 | $57.8409 | D | 3,844 | D | |
| Common StockF3 | holding | — | — | — | 23 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $47.885 | Nov 16, 2018 | M | 1,468 | D | — | Oct 1, 2025 | Common Stock | 1,468 | 19,558 | D |
| Employee Stock Option (Right to Buy)F5 | $38.285 | Nov 16, 2018 | M | 6,018 | D | — | Jan 19, 2026 | Common Stock | 6,018 | 13,540 | D |
Explanation of responses
- F1Weighted average price representing high of $57.56 and low of $56.60.
- F2Weighted average price representing high of $57.85 and low of $57.63.
- F3The information contained in this report is based on a Plan Statement dated as of November 15, 2018.
- F4The options were granted on October 01, 2015 and vest in three equal annual installments beginning on October 01,2016.
- F5The options were granted on January 19, 2016 and vest in three equal annual installments beginning on January 19,2017.