SEC Form 4 · accession 0001437749-18-021113
TUCOWS INC /PA/ · TCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rawleigh Hazen Ralls IV
Director
Period of report
Nov 19, 2018
Accepted (ET)
Nov 20, 2018 · 9:18 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 19, 2018 | M | 3,750 | $15.51 | A | 4,439 | D | |
| Common StockF1 | Nov 19, 2018 | F | 1,559 | $54.52 | D | 2,880 | D | |
| Common Stock | Nov 19, 2018 | M | 3,750 | $24.96 | A | 6,630 | D | |
| Common StockF1 | Nov 19, 2018 | F | 1,559 | $54.52 | D | 5,071 | D | |
| Common Stock | Nov 19, 2018 | M | 3,750 | $27.53 | A | 8,821 | D | |
| Common StockF1 | Nov 19, 2018 | F | 1,560 | $54.52 | D | 7,261 | D | |
| Common Stock | holding | — | — | — | 689 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $15.51 | Nov 19, 2018 | M | 3,750 | D | Sep 9, 2014 | Sep 8, 2019 | Common Stock | 3,750 | 0 | D |
| Stock Option (Right to Buy) | $24.96 | Nov 19, 2018 | M | 3,750 | D | Sep 7, 2016 | Sep 7, 2020 | Common Stock | 3,750 | 0 | D |
| Stock Option (Right to Buy) | $27.53 | Nov 19, 2018 | M | 3,750 | D | Sep 5, 2017 | Sep 5, 2021 | Common Stock | 3,750 | 0 | D |
Explanation of responses
- F1Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.