SEC Form 4 · accession 0000899243-18-029357
RESIDEO TECHNOLOGIES, INC. · REZI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Niccolo de Masi
Director
Period of report
Nov 16, 2018
Accepted (ET)
Nov 19, 2018 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001740332
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Nov 16, 2018 | A | 5,578 | A | — | — | Common Stock | 5,578 | 5,578 | D |
| Restricted Stock UnitsF2 | — | Nov 16, 2018 | A | 11,157 | A | — | — | Common Stock | 11,157 | 11,157 | D |
Explanation of responses
- F1Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest on the earliest of November 16, 2019, the reporting person's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.
- F2Grant of restricted stock units pursuant to the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc., which will vest as to 50% on November 16, 2021 and 50% on November 16, 2022 or, if earlier, shall fully vest upon the director's death or disability, or removal from the board of directors of Resideo coincident with the occurrence of a change in control.