SEC Form 4 · accession 0001567619-18-006709
LITTELFUSE INC /DE · LFUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald L Schubel
Director
Period of report
Nov 19, 2018
Accepted (ET)
Nov 20, 2018 · 7:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889331
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 19, 2018 | M | 1,350 | $94.84 | A | 25,714 | D | |
| Common Stock | Nov 19, 2018 | M | 1,447 | $96.15 | A | 27,161 | D | |
| Common Stock | Nov 19, 2018 | M | 800 | $120.15 | A | 27,961 | D | |
| Common Stock | Nov 19, 2018 | M | 315 | $154.15 | A | 28,276 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $94.84 | Nov 19, 2018 | M | 1,350 | D | — | Apr 25, 2021 | Common Stock | 1,350 | 0 | D |
| Stock Option (right to buy)F2 | $96.15 | Nov 19, 2018 | M | 1,447 | D | — | Apr 24, 2022 | Common Stock | 1,447 | 0 | D |
| Stock Option (right to buy)F3 | $120.15 | Nov 19, 2018 | M | 800 | D | — | Apr 22, 2023 | Common Stock | 800 | 400 | D |
| Stock Option (right to buy)F4 | $154.15 | Nov 19, 2018 | M | 315 | D | — | Apr 28, 2024 | Common Stock | 315 | 630 | D |
Explanation of responses
- F1The option for 1,350 shares vested in increments of one third annually beginning on the first anniversary of the April 25, 2014 date of grant.
- F2The option for 1,447 shares vested in increments of one third annually beginning on the first anniversary of the April 24, 2015 date of grant.
- F3The option for 1,200 shares vests in increments of one third annually beginning on the first anniversary of the April 22, 2016 date of grant.
- F4The option for 945 shares vests in increments of one third annually beginning on the first anniversary of the April 28, 2017 date of grant.