SEC Form 4 · accession 0001214659-18-007242

NOVAGOLD RESOURCES INC · NG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

Nov 19, 2018

Accepted (ET)

Nov 20, 2018 · 11:05 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173420

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Shares^F1	Nov 19, 2018	M	100,000	$2.20	A	1,438,203	D
Common Shares^F2	Nov 19, 2018	F	56,975	$3.86	D	1,381,228	D
Common Shares^F3	Nov 19, 2018	S	20,444	$3.86	D	1,360,784	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F1,F4	$2.20	Nov 19, 2018	M	100,000	D	—	Jan 6, 2019	Common Shares	100,000	1,465,150	D

F1The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3182=U.S.$1.00.
F2The price reported in Column 4 was converted from the Canadian price of C$5.09 to USD using an exchange rate of CAD $1.3182=USD $1.00.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.08 to $5.10, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.09 to USD using an exchange rate of CAD $1.3182=USD $1.00.
F4The options vested as follows: 1/3 on 1/7/14; 1/3 on 1/7/15; and 1/3 on 1/7/16.