SEC Form 4 · accession 0001127602-18-033781
VIVMARK RESIDENTIAL · VMRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J. Parrell
Officer — President
Period of report
Nov 15, 2018
Accepted (ET)
Nov 19, 2018 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial InterestF1 | Nov 15, 2018 | M | 16,382 | $51.34 | A | 36,779 | D | |
| Common Shares Of Beneficial InterestF1 | Nov 15, 2018 | M | 20,912 | $48.13 | A | 57,691 | D | |
| Common Shares Of Beneficial InterestF2,F1 | Nov 15, 2018 | S | 16,382 | $67.56 | D | 41,309 | D | |
| Common Shares Of Beneficial InterestF3,F1 | Nov 15, 2018 | S | 20,912 | $67.64 | D | 20,397 | D | |
| Common Shares Of Beneficial InterestF4 | holding | — | — | — | 1,028 | I | 401(k) Plan | |
| Common Shares Of Beneficial Interest | holding | — | — | — | 0 | I | SERP Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F5 | $51.34 | Nov 15, 2018 | M | 16,382 | D | — | Feb 3, 2022 | Common Shares Of Beneficial Interest | 16,382 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F6 | $48.13 | Nov 15, 2018 | M | 20,912 | D | — | Feb 6, 2024 | Common Shares Of Beneficial Interest | 20,912 | 0 | D |
Explanation of responses
- F1Direct total includes restricted shares of Equity Residential scheduled to vest in the future.
- F2The price represents the weighted average price of the shares sold. The shares were sold within a range of $67.47 to $67.64. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The price represents the weighted average price of the shares sold. The shares were sold within a range of $67.47 to $67.79. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through October 15, 2018.
- F5Represents options which vested in three equal installments on February 3, 2013, February 3, 2014 and February 3, 2015.
- F6Represents options which vested on February 6, 2015, February 6, 2016 and February 6, 2017.