SEC Form 4/A · accession 0001225208-18-015719
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jennifer C Ackart
Officer — SVP, Controller
Period of report
Nov 18, 2015
Accepted (ET)
Nov 20, 2018 · 3:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Nov 19, 2015 | A | 4,300 | A | — | Nov 19, 2020 | Common Stock | 4,300 | 4,300 | D |
Explanation of responses
- F1Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- F2RSUs vest 60% on 11/19/2018, 20% on 11/19/2019, and 20% on 11/19/2020.
Remarks
The original Form 4, filed on November 20, 2015, is being amended by this Form 4 amendment solely to correct an inadvertent clerical error, which misreported the grant, expiration and exercisable dates of a single transaction.