SEC Form 4 · accession 0001567619-18-006675
LIQUIDMETAL TECHNOLOGIES INC · LQMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce Bromage
Officer — Chief Operating Officer
Period of report
Nov 15, 2018
Accepted (ET)
Nov 19, 2018 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141240
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $0.14 | Nov 15, 2018 | A | 4,050,000 | A | — | Nov 15, 2028 | Common Stock | 4,050,000 | 4,050,000 | D |
Explanation of responses
- F1The shares covered by the Option shall vest 20% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the Option shall vest 20% on the second anniversary date from the date of grant and 60% on the third anniversary date from the date of grant.