SEC Form 4 · accession 0001437749-18-021101
PLUMAS BANCORP · PLBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew J Ryback
Officer — President and CEO · Director
Period of report
Nov 16, 2018
Accepted (ET)
Nov 19, 2018 · 7:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168455
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2018 | P | 100 | $26.00 | A | 25,100 | D | |
| Common Stock | Nov 16, 2018 | P | 500 | $26.2639 | A | 25,600 | D | |
| Common Stock | Nov 19, 2018 | M | 1,400 | $6.32 | A | 27,000 | D | |
| Common Stock | holding | — | — | — | 1,200 | I | ITF children | |
| Common StockF2 | holding | — | — | — | 26,596 | I | 401k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to buy common stockF1 | $6.32 | Nov 19, 2018 | M | 1,400 | D | — | Apr 28, 2022 | Common Stock | 1,400 | 2,000 | D |
Explanation of responses
- F1Exercisable in four (4) equal annual installments beginning April 28, 2015
- F2An increase of 184 from previous report on Form 4