SEC Form 4 · accession 0001209191-18-059341
ZYNGA INC · ZNGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew S Bromberg
Officer — Chief Operating Officer
Period of report
Nov 15, 2018
Accepted (ET)
Nov 19, 2018 · 7:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001439404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 15, 2018 | M | 125,000 | — | A | 548,794 | D | |
| Class A Common StockF2 | Nov 15, 2018 | F | 61,976 | $3.57 | D | 486,818 | D | |
| Class A Common StockF4 | Nov 15, 2018 | S | 8,000 | $3.56 | D | 478,818 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F5 | — | Nov 15, 2018 | M | 125,000 | D | — | Aug 8, 2023 | Class A Common Stock | 125,000 | 1,375,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon vest.
- F2Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of the restricted stock units described in Table II.
- F3The transaction was effected pursuant to a Rule 10b5-1 plan.
- F4The reported price is a weighted average price (rounded to the nearest cent). These shares were sold in multiple transactions at prices ranging from $3.49 to $3.605, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5Vests as follows: 20% of the restricted stock units vested on August 15, 2017, and 5% of the restricted stock units vest quarterly thereafter, subject to continued service to the Issuer through each vesting date.