Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Feb 7, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

358 filings · trading day Feb 7, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Feb 7, 2018 DForm 4 →	Feb 7, 3:47 pm EST	CHARTER COMMUNICATIONS, INC. /MO/CHTR	ADVANCE/NEWHOUSE PARTNERSHIP +4Director, 10% Owner	112,122	$350.52	$39,301,003	22,039,410	—
Feb 5, 2018 AForm 4 →	Feb 6, 5:05 pm EST	PITNEY BOWES INC /DE/PBI	Marc Bradley LautenbachPresident and CEO	937,708	$12.64	$5,199,995	2,465,009	—
Feb 6, 2018 JForm 4 →	Feb 7, 3:37 pm EST	CCUR Holdings, Inc.CCUR	Julian D. Singer10% Owner	480	$4,800.00	$2,304,000	3,939	—
Feb 2, 2018 AForm 4 →	Feb 6, 8:38 pm EST	Purple Innovation, Inc.PRPL	Paul J Zepf +110% Owner	3,282,500	$0.50	$1,641,250	3,282,500	—
Feb 5, 2018 AForm 4 →	Feb 6, 5:05 pm EST	PITNEY BOWES INC /DE/PBI	Michael MonahanEVP & Chief Operating Officer	288,526	$12.64	$1,600,009	1,348,179	—
Feb 5, 2018 AForm 4 →	Feb 6, 5:07 pm EST	PITNEY BOWES INC /DE/PBI	Stanley J Sutula IIIExec. VP & Chief Fin'l Officer	216,394	$12.64	$1,200,004	421,457	—
Feb 5, 2018 IForm 4 →	Feb 6, 6:07 pm EST	MERITOR INCMTOR	Robert H. SpeedSVP & Pres., Aftmkt, CPO	30,185	$28.10	$848,199	0	—
Feb 5, 2018 AForm 4 →	Feb 6, 5:05 pm EST	PITNEY BOWES INC /DE/PBI	Lila SnyderExec VP, Glbl Ecomm & Shipping	144,263	$12.64	$799,998	393,375	—
Feb 5, 2018 AForm 4 →	Feb 6, 5:09 pm EST	PITNEY BOWES INC /DE/PBI	Jason DiesEVP & Pres. of SMB Solutions	144,263	$12.64	$799,998	153,328	—
Feb 1, 2018 AForm 4/A →	Feb 6, 5:10 pm EST	DIEBOLD NIXDORF, IncDBD	Christopher A. ChapmanInterim CEO and CFO	39,572	$18.75	$741,975	39,572	—
Feb 5, 2018 AForm 4 →	Feb 6, 5:05 pm EST	PITNEY BOWES INC /DE/PBI	Robert GuidottiEVP & Pres Software Solutions	122,623	$12.64	$679,994	213,897	—
Feb 5, 2018 AForm 4 →	Feb 6, 5:05 pm EST	PITNEY BOWES INC /DE/PBI	Roger J PilcExec VP & Chief Innov Officer	122,623	$12.64	$679,994	213,897	—
Feb 1, 2018 AForm 4/A →	Feb 6, 5:11 pm EST	DIEBOLD NIXDORF, IncDBD	Ulrich NaherSVP, Systems	30,278	$18.75	$567,713	30,278	—
Feb 1, 2018 AForm 4/A →	Feb 6, 5:11 pm EST	DIEBOLD NIXDORF, IncDBD	Olaf Robert HeydenSVP, Services	30,278	$18.75	$567,713	30,278	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:03 pm EST	AMERIPRISE FINANCIAL INCAMP	James M CracchioloChairman and CEO, Director	3,340	$167.50	$559,500	137,878	—
Feb 5, 2018 AForm 4 →	Feb 6, 5:05 pm EST	PITNEY BOWES INC /DE/PBI	Daniel J GoldsteinEVP/Chief Legal & Compliance	97,377	$12.64	$539,993	209,714	—
Feb 1, 2018 AForm 4/A →	Feb 6, 5:12 pm EST	DIEBOLD NIXDORF, IncDBD	Jonathan LeikenSVP, CLO and Secretary	24,517	$18.75	$459,694	24,517	—
Feb 5, 2018 AForm 4 →	Feb 6, 5:08 pm EST	PITNEY BOWES INC /DE/PBI	Johnna G TorsoneEVP/Chief HR Officer	82,230	$12.64	$456,001	361,896	—
Feb 1, 2018 AForm 4/A →	Feb 6, 5:11 pm EST	DIEBOLD NIXDORF, IncDBD	Alan KerrSVP, Software	23,227	$18.75	$435,506	23,227	—
Feb 5, 2018 AForm 4 →	Feb 6, 5:05 pm EST	PITNEY BOWES INC /DE/PBI	Stehmann ChristophExec VP, Enterprise Sol Group	72,131	$12.64	$399,993	140,892	—
Jan 23, 2018 AForm 4 →	Feb 6, 5:36 pm EST	ACME UNITED CORPACU	Walter C JohnsenCEO and Chairman of the Board, Director, 10% Owner	13,500	$23.94	$323,190	391,792	—	late
Feb 5, 2018 AForm 4 →	Feb 6, 5:10 pm EST	PITNEY BOWES INC /DE/PBI	Joseph Ronald CatapanoVP, Chief Accounting Officer	18,018	$12.64	$227,748	21,882	—
Jan 23, 2018 AForm 4 →	Feb 6, 5:22 pm EST	ACME UNITED CORPACU	Brian S OlschanPres, Chief Operations Officer, Director	9,200	$23.94	$220,248	292,600	—	late
Feb 2, 2018 AForm 4 →	Feb 6, 5:03 pm EST	AMERIPRISE FINANCIAL INCAMP	Walter Stanley BermanExecutive VP and CFO	1,125	$167.50	$188,500	41,983	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:05 pm EST	AMERIPRISE FINANCIAL INCAMP	William F TruscottCEO, Global Asset Management	863	$167.50	$144,500	4,522	—
Feb 7, 2017 PForm 5 →	Feb 6, 2018, 5:45 pm EST	GOLDRICH MINING COGRMC	Nicholas GallagherDirector, 10% Owner	3,433,333	$0.03	$103,000	5,100,000	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:05 pm EST	AMERIPRISE FINANCIAL INCAMP	Joseph Edward SweeneyPres-AWM Products & Services	507	$167.50	$85,000	2,340	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:05 pm EST	AMERIPRISE FINANCIAL INCAMP	John Robert WoernerPres Ins & Chief Strat Officer	490	$167.50	$82,000	2,175	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:04 pm EST	AMERIPRISE FINANCIAL INCAMP	William Jerryl WilliamsEVP, AMP Franchise Group	434	$167.50	$72,700	14,104	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:03 pm EST	AMERIPRISE FINANCIAL INCAMP	Patrick H. O'ConnellEVP, AMP Advisor Group	375	$167.50	$62,800	12,667	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:04 pm EST	AMERIPRISE FINANCIAL INCAMP	Charles Neal MaglaquePres. Advice & Wealth Mgt, COO	331	$167.50	$55,500	1,416	—
Feb 5, 2018 AForm 4 →	Feb 7, 3:10 pm EST	NBT BANCORP INCNBTB	Joseph R StaglianoEVP Ops and Retail Banking	1,452	$37.68	$54,706	9,746	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:05 pm EST	AMERIPRISE FINANCIAL INCAMP	Kelli A HunterExec VP of Human Resources	319	$167.50	$53,400	2,093	—
Feb 6, 2018 MForm 4 →	Feb 7, 12:12 pm EST	EMC INSURANCE GROUP INCEMCI	Ronald Allan PaineSenior Vice President	3,750	$13.99	$52,450	0	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:03 pm EST	AMERIPRISE FINANCIAL INCAMP	Deirdre Davey McGrawEVP Corp Comm/Cmnity Rltns	238	$167.50	$39,825	1,198	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:04 pm EST	AMERIPRISE FINANCIAL INCAMP	Karen Wilson ThissenExecutive VP and GC	215	$167.50	$36,000	636	—
Feb 5, 2018 FForm 4 →	Feb 6, 5:31 pm EST	YUM BRANDS INCYUM	Tracy L SkeansChief People Officer	183	$82.63	$15,147	2,937	—
Feb 5, 2018 FForm 4/A →	Feb 6, 5:39 pm EST	YUM BRANDS INCYUM	Tracy L SkeansChief People Officer	183	$82.63	$15,147	1,009	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:04 pm EST	AMERIPRISE FINANCIAL INCAMP	David Kent StewartSr Vice Pres and Controller	67	$167.50	$11,250	11,391	—
Feb 5, 2018 FForm 4 →	Feb 6, 5:45 pm EST	YUM BRANDS INCYUM	David Eric RussellVice President, Controller	131	$82.63	$10,804	317	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:28 pm EST	BOSTON PROPERTIES LTD PARTNERSHIPno symbol	Owen D ThomasChief Executive Officer of GP, Director	40,051	$0.25	$10,013	147,932	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:29 pm EST	BOSTON PROPERTIES INCBXP	Owen D ThomasChief Executive Officer, Director	40,051	$0.25	$10,013	147,932	—
Dec 29, 2017 AForm 4 →	Feb 6, 2018, 6:40 pm EST	WEC ENERGY GROUP, INC.WEC	William J GucVice President & Controller	128	$66.33	$8,467	133	—	late
Feb 2, 2018 AForm 4 →	Feb 6, 5:28 pm EST	BOSTON PROPERTIES LTD PARTNERSHIPno symbol	Douglas T LindePresident of GP, Director	26,925	$0.25	$6,731	166,250	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:28 pm EST	BOSTON PROPERTIES INCBXP	Douglas T LindePresident, Director	26,925	$0.25	$6,731	166,250	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:27 pm EST	BOSTON PROPERTIES LTD PARTNERSHIPno symbol	Raymond A RitcheySenior EVP of GP	25,198	$0.25	$6,300	177,482	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:28 pm EST	BOSTON PROPERTIES INCBXP	Raymond A RitcheySenior EVP	25,198	$0.25	$6,300	177,482	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:23 pm EST	BOSTON PROPERTIES LTD PARTNERSHIPno symbol	Michael E LabelleEVP and CFO of GP	11,044	$0.25	$2,761	81,535	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:24 pm EST	BOSTON PROPERTIES INCBXP	Michael E LabelleEVP and CFO	11,044	$0.25	$2,761	81,535	—
Feb 6, 2018 PForm 4 →	Feb 7, 8:48 am EST	OLD NATIONAL BANCORP /IN/ONB	James A SandgrenPRESIDENT & COO	115	$16.95	$1,949	175	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:25 pm EST	BOSTON PROPERTIES LTD PARTNERSHIPno symbol	Bryan J KoopExecutive Vice President of GP	7,537	$0.25	$1,884	66,839	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:25 pm EST	BOSTON PROPERTIES INCBXP	Bryan J KoopExecutive Vice President	7,537	$0.25	$1,884	66,839	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:26 pm EST	BOSTON PROPERTIES LTD PARTNERSHIPno symbol	Robert E PesterExecutive Vice President of GP	6,791	$0.25	$1,698	23,387	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:26 pm EST	BOSTON PROPERTIES INCBXP	Robert E PesterExecutive Vice President	6,791	$0.25	$1,698	23,387	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:23 pm EST	BOSTON PROPERTIES LTD PARTNERSHIPno symbol	John Francis PowersEVP of General Partner	6,437	$0.25	$1,609	20,055	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:23 pm EST	BOSTON PROPERTIES INCBXP	John Francis PowersExecutive Vice President	6,437	$0.25	$1,609	20,055	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:25 pm EST	BOSTON PROPERTIES LTD PARTNERSHIPno symbol	Peter D JohnstonExecutive Vice President of GP	6,156	$0.25	$1,539	36,865	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:26 pm EST	BOSTON PROPERTIES INCBXP	Peter D JohnstonExecutive Vice President	6,156	$0.25	$1,539	36,865	—
Feb 6, 2018 PForm 4 →	Feb 7, 8:48 am EST	OLD NATIONAL BANCORP /IN/ONB	Scott J EvernhamEXEC VP - WEALTH MANAGEMENT	69	$16.95	$1,170	1,466	—
Feb 2, 2018 AForm 4 →	Feb 6, 6:45 pm EST	WEC ENERGY GROUP, INC.WEC	Tom MetcalfeExec. VP - Generation	17	$62.01	$1,080	22,442	—
Feb 6, 2018 PForm 4 →	Feb 7, 8:48 am EST	OLD NATIONAL BANCORP /IN/ONB	James C Ryan IIISEVP-CFO	53	$16.95	$898	156	—
Feb 2, 2018 AForm 4 →	Feb 6, 6:44 pm EST	WEC ENERGY GROUP, INC.WEC	James A. SchubilskeVice President & Treasurer	13	$62.01	$825	43	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:24 pm EST	BOSTON PROPERTIES LTD PARTNERSHIPno symbol	Frank D BurtSenior Vice President of GP	2,718	$0.25	$680	8,297	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:24 pm EST	BOSTON PROPERTIES INCBXP	Frank D BurtSenior Vice President	2,718	$0.25	$680	8,297	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:27 pm EST	BOSTON PROPERTIES LTD PARTNERSHIPno symbol	Michael R. WalshSVP & Chief Acctg. Off. of GP	1,885	$0.25	$471	2,822	—
Feb 2, 2018 AForm 4 →	Feb 6, 5:27 pm EST	BOSTON PROPERTIES INCBXP	Michael R. WalshSVP & Chief Accounting Officer	1,885	$0.25	$471	2,822	—
Feb 6, 2018 PForm 4 →	Feb 7, 8:47 am EST	OLD NATIONAL BANCORP /IN/ONB	Todd C ClarkEXEC VP - CIO	27	$16.95	$458	177	—
Feb 5, 2018 MForm 4 →	Feb 6, 4:01 pm EST	L3 TECHNOLOGIES, INC.LLL	Michael T StrianeseSee Remarks, Director	39,515	—	—	134,375	—
Feb 5, 2018 MForm 4 →	Feb 6, 4:01 pm EST	ANALOG DEVICES INCADI	Margaret K SeifSVP, CLO & Secretary	7,000	—	—	21,369	—
Feb 2, 2018 AForm 4 →	Feb 6, 4:02 pm EST	GLOBUS MEDICAL INCGMED	A Brett MurphyEVP, International Sales	40,000	—	—	40,000	—
Feb 5, 2018 MForm 4 →	Feb 6, 4:02 pm EST	BRIGHT HORIZONS FAMILY SOLUTIONS INC.BFAM	Mary Lou BurkeCOO North America Center Ops	1,100	—	—	16,418	—
Feb 5, 2018 MForm 4 →	Feb 6, 4:02 pm EST	SANMINA CORPSANM	Mario M RosatiDirector	1,667	—	—	0	—
Feb 6, 2018 MForm 4 →	Feb 6, 4:02 pm EST	BRIGHT HORIZONS FAMILY SOLUTIONS INC.BFAM	Mary Ann TocioDirector	3,600	—	—	23,058	—
Feb 5, 2018 MForm 4 →	Feb 6, 4:06 pm EST	MARKETAXESS HOLDINGS INCMKTX	David G GomachDirector	4,225	—	—	0	—
Feb 2, 2018 MForm 4 →	Feb 6, 4:07 pm EST	XL GROUP LTDXL	Susan Lee CrossGlobal Chief Actuary	20,000	—	—	30,000	—
Feb 5, 2018 MForm 4 →	Feb 6, 4:07 pm EST	INTER PARFUMS INCIPAR	Patrick ChoelDirector	1,125	—	—	0	—
Feb 2, 2018 AForm 4 →	Feb 6, 4:09 pm EST	ANAPTYSBIO INCANAB	Carol Giltner GallagherDirector	6,000	—	—	6,000	—
Feb 5, 2018 MForm 4 →	Feb 6, 4:11 pm EST	LegacyTexas Financial Group, Inc.LTXB	Charles D EikenbergEVP, Community Banking	10,000	—	—	40,000	—
Feb 2, 2018 AForm 4 →	Feb 6, 4:11 pm EST	ANAPTYSBIO INCANAB	Nicholas LydonDirector	6,000	—	—	6,000	—
Feb 4, 2018 MForm 4 →	Feb 6, 4:11 pm EST	POLYONE CORPPOL	Mark D CristSVP, President of GCAI	2,600	—	—	0	—
Feb 5, 2018 MForm 4 →	Feb 6, 4:12 pm EST	STERICYCLE INCSRCL	Ruth-Ellen AbdulmassihExecutive Vice President	140	—	—	562	—
Feb 2, 2018 MForm 4 →	Feb 6, 4:12 pm EST	Axalta Coating Systems Ltd.AXTA	Sean M. LannonVP Corp Fin & Controller, PAO	2,957	—	—	2,960	—
Feb 4, 2018 MForm 4 →	Feb 6, 4:12 pm EST	POLYONE CORPPOL	Michael A GarrattSVP, Chief Commercial Officer	3,300	—	—	0	—
Feb 2, 2018 AForm 4 →	Feb 6, 4:13 pm EST	ANAPTYSBIO INCANAB	Hollings RentonDirector	6,000	—	—	6,000	—
Feb 5, 2018 MForm 4 →	Feb 6, 4:14 pm EST	STERICYCLE INCSRCL	Charles A AluttoPresident & CEO, Director	1,405	—	—	4,217	—
Feb 4, 2018 MForm 4 →	Feb 6, 4:14 pm EST	POLYONE CORPPOL	J Scott HornSVP, President Distribution	880	—	—	0	—
Feb 5, 2018 MForm 4 →	Feb 6, 4:14 pm EST	STERICYCLE INCSRCL	Brent ArnoldEVP & Chief Operating Officer	594	—	—	1,784	—
Feb 4, 2018 MForm 4 →	Feb 6, 4:15 pm EST	POLYONE CORPPOL	Lisa K. KunkleSVP Gnrl Counsel & Secretary	3,100	—	—	0	—
Feb 5, 2018 MForm 4 →	Feb 6, 4:15 pm EST	STERICYCLE INCSRCL	Brenda R FrankEVP & Chief People Officer	183	—	—	552	—
Feb 2, 2018 MForm 4 →	Feb 6, 4:16 pm EST	COMERICA INC /NEW/CMA	Ralph W Babb Jr.Chairman & CEO, Director	65,300	—	—	0	—
Feb 5, 2018 MForm 4 →	Feb 6, 4:16 pm EST	POLYONE CORPPOL	M. John Midea Jr.SVP, Glbl Ops & Process Imprv	3,300	—	—	0	—
Feb 2, 2018 AForm 4 →	Feb 6, 4:16 pm EST	ANAPTYSBIO INCANAB	John P. SchmidDirector	6,000	—	—	6,000	—
Feb 5, 2018 MForm 4 →	Feb 6, 4:17 pm EST	STERICYCLE INCSRCL	Daniel GinnettiChief Financial Officer	594	—	—	1,784	—
Feb 5, 2018 MForm 4 →	Feb 6, 4:18 pm EST	STERICYCLE INCSRCL	Mark C MillerDirector	270	—	—	811	—
Feb 4, 2018 MForm 4 →	Feb 6, 4:18 pm EST	POLYONE CORPPOL	Craig M NikrantSVP President Global SEM	3,400	—	—	0	—
Feb 2, 2018 AForm 4 →	Feb 6, 4:18 pm EST	ANAPTYSBIO INCANAB	James A SchoeneckDirector	6,000	—	—	6,000	—
Feb 5, 2018 MForm 4 →	Feb 6, 4:20 pm EST	Hillenbrand, Inc.HI	Eric M TeegardenVP, Controller & CAO	5,177	—	—	3,291	—
Feb 2, 2018 AForm 4 →	Feb 6, 4:20 pm EST	ANAPTYSBIO INCANAB	James N TopperDirector, 10% Owner	6,000	—	—	6,000	—
Dec 6, 2016 AForm 4 →	Feb 6, 2018, 4:20 pm EST	Chess Supersite CorpCHZP	Rubin SchindermannCEO/Director, Director, 10% Owner	500,000	—	—	500,000	—	late
Feb 2, 2018 MForm 4 →	Feb 6, 4:21 pm EST	JOHNSON & JOHNSONJNJ	Jorge S. MesquitaExec VP, WW Chair, Consumer	32,688	—	—	0	—
Feb 4, 2018 MForm 4 →	Feb 6, 4:21 pm EST	POLYONE CORPPOL	Joel R. RathbunSVP, Mergers & Acquisitions	900	—	—	0	—
Feb 2, 2018 AForm 4 →	Feb 6, 4:22 pm EST	ANAPTYSBIO INCANAB	J. Anthony WareDirector	6,000	—	—	6,000	—
Feb 4, 2018 MForm 4 →	Feb 6, 4:22 pm EST	POLYONE CORPPOL	Bradley C RichardsonEVP & Chief Financial Officer	6,700	—	—	0	—
Dec 6, 2016 AForm 4 →	Feb 6, 2018, 4:22 pm EST	Chess Supersite CorpCHZP	Alexander StarrPresident/Director, Director, 10% Owner	500,000	—	—	500,000	—	late
Feb 2, 2018 AForm 4 →	Feb 6, 4:24 pm EST	Mersana Therapeutics, Inc.MRSN	Donald A BergstromChief Medical Officer	56,884	—	—	56,884	—
Feb 2, 2018 AForm 4 →	Feb 6, 4:25 pm EST	Mersana Therapeutics, Inc.MRSN	Michael J. KaufmanSr.VP Chemistry,Man. & Control	50,057	—	—	50,057	—
Feb 4, 2018 MForm 4 →	Feb 6, 4:25 pm EST	POLYONE CORPPOL	Martin Neto Joao Jose SanSVP & CHRO	580	—	—	0	—
Feb 2, 2018 AForm 4 →	Feb 6, 4:26 pm EST	Mersana Therapeutics, Inc.MRSN	Wayne FosterVice President of Finance	20,250	—	—	20,250	—
Jan 29, 2018 MForm 4 →	Feb 6, 4:26 pm EST	People's Utah BancorpPUB	Richard T. BeardDirector	24,792	—	—	32,329	—	late
Feb 2, 2018 AForm 4 →	Feb 6, 4:26 pm EST	ALLIANCE RESOURCE PARTNERS LPARLP	Brian L CantrellSenior VP and CFO	23,845	—	—	23,845	—
Feb 5, 2018 MForm 4 →	Feb 6, 4:26 pm EST	Epizyme, Inc.EPZM	Matthew RosChief Operating Officer	72,264	—	—	0	—
Feb 2, 2018 AForm 4 →	Feb 6, 4:27 pm EST	Mersana Therapeutics, Inc.MRSN	Eva M. JackCBO, Treasurer & Secretary	50,057	—	—	50,057	—
Feb 2, 2018 AForm 4 →	Feb 6, 4:27 pm EST	Mersana Therapeutics, Inc.MRSN	Anna ProtopapasPresident & CEO, Director	200,000	—	—	200,000	—
Feb 2, 2018 AForm 4 →	Feb 6, 4:28 pm EST	Mersana Therapeutics, Inc.MRSN	Timothy B LowingerChief Scientific Officer	56,884	—	—	56,884	—
Feb 2, 2018 AForm 4 →	Feb 6, 4:30 pm EST	ALLIANCE RESOURCE PARTNERS LPARLP	R Eberley DavisSVP-Law&Admin,General Counsel	30,371	—	—	30,371	—
Feb 5, 2018 MForm 4 →	Feb 6, 4:30 pm EST	AMETEK INC/AME	William D EgintonSENIOR VP-CORP. DEVELOPMENT	16,368	—	—	0	—
Feb 2, 2018 AForm 4 →	Feb 6, 4:30 pm EST	VIVUS INCVVUS	Mark K OkiChief Financial Officer & CAO	350,000	—	—	350,000	—
Feb 2, 2018 AForm 4 →	Feb 6, 4:30 pm EST	ALLIANCE RESOURCE PARTNERS LPARLP	Robert G SachseExcutive Vice President	30,120	—	—	30,120	—
Feb 5, 2018 MForm 4 →	Feb 6, 4:30 pm EST	AGILENT TECHNOLOGIES INCA	Robert J HerboldDirector	15,482	—	—	0	—
Feb 4, 2018 MForm 4 →	Feb 6, 4:31 pm EST	ASSURED GUARANTY LTDAGO	Russell B. Brewer IIChief Surveillance Officer	17,592	—	—	36,506	—
Feb 2, 2018 AForm 4 →	Feb 6, 4:31 pm EST	ALLIANCE RESOURCE PARTNERS LPARLP	Thomas M WynneSenior Vice President and COO	34,890	—	—	34,890	—
Feb 2, 2018 AForm 4 →	Feb 6, 4:31 pm EST	VIVUS INCVVUS	John L SlebirSVP, Business Development & GC	425,000	—	—	425,000	—
Feb 2, 2018 AForm 4 →	Feb 6, 4:33 pm EST	VIVUS INCVVUS	Santosh T VargheseChief Medical Officer	262,500	—	—	262,500	—
Feb 2, 2018 MForm 4 →	Feb 6, 4:34 pm EST	PayPal Holdings, Inc.PYPL	John D RaineyEVP, Chief Financial Officer	50,977	—	—	36,413	—
Feb 4, 2018 MForm 4 →	Feb 6, 4:34 pm EST	ASSURED GUARANTY LTDAGO	Robert BailensonChief Financial Officer	19,547	—	—	39,025	—
Feb 2, 2018 AForm 4 →	Feb 6, 4:37 pm EST	Lifevantage CorpLFVN	Justin RoseChief Sales Officer	59,250	—	—	19,750	—
Feb 2, 2018 AForm 4 →	Feb 6, 4:37 pm EST	Lifevantage CorpLFVN	Kevin McMurrayGeneral Counsel	59,250	—	—	19,750	—
Feb 2, 2018 AForm 4 →	Feb 6, 4:37 pm EST	Lifevantage CorpLFVN	Steven R FifeChief Financial Officer	63,750	—	—	19,750	—
Feb 4, 2018 MForm 4 →	Feb 6, 4:37 pm EST	ASSURED GUARANTY LTDAGO	Dominic FredericoPresident/CEO/Deputy Chairman, Director	87,959	—	—	172,235	—
Feb 2, 2018 AForm 4 →	Feb 6, 4:38 pm EST	Lifevantage CorpLFVN	Ryan GoodwinChief Marketing Officer	61,750	—	—	19,750	—
Feb 2, 2018 AForm 4 →	Feb 6, 4:38 pm EST	Lifevantage CorpLFVN	Darren Jay JensenChief Executive Officer, Director	154,000	—	—	18,000	—
Feb 2, 2018 AForm 4 →	Feb 6, 4:38 pm EST	Lifevantage CorpLFVN	Charles J. WachChief Operating Officer	64,750	—	—	19,750	—
Feb 5, 2018 MForm 4 →	Feb 6, 4:40 pm EST	WABASH NATIONAL CORP /DEWNC	Richard J GirominiCEO, Director	68,300	—	—	0	—
Feb 1, 2018 MForm 4 →	Feb 6, 4:40 pm EST	QUALYS, INC.QLYS	Amer DeebaVP Corp Dev & Strat Alliances	2,000	—	—	27,000	—	late
Feb 4, 2018 MForm 4 →	Feb 6, 4:42 pm EST	ASSURED GUARANTY LTDAGO	Bruce E. SternExecutive Officer	11,728	—	—	23,231	—
Feb 5, 2018 MForm 4/A →	Feb 6, 4:43 pm EST	WABASH NATIONAL CORP /DEWNC	Richard J GirominiCEO, Director	58,300	—	—	0	—
Feb 4, 2018 MForm 4 →	Feb 6, 4:45 pm EST	ASSURED GUARANTY LTDAGO	Howard AlbertChief Risk Officer	11,728	—	—	21,258	—
Feb 2, 2018 MForm 4 →	Feb 6, 4:51 pm EST	GOODYEAR TIRE & RUBBER CO /OH/GT	John LucasSr VP, Global Human Resources	33,916	—	—	0	—
Feb 4, 2018 MForm 4 →	Feb 6, 4:55 pm EST	POLYONE CORPPOL	Robert M PattersonChairman, President & CEO, Director	24,000	—	—	0	—
Feb 5, 2018 AForm 4 →	Feb 6, 4:58 pm EST	Strongbridge Biopharma plcSBBP	Stephen J LongChief Legal Officer	114,000	—	—	114,000	—
Feb 5, 2018 AForm 4 →	Feb 6, 4:58 pm EST	Strongbridge Biopharma plcSBBP	A Brian DavisChief Financial Officer	115,000	—	—	115,000	—
Feb 5, 2018 AForm 4 →	Feb 6, 4:58 pm EST	Strongbridge Biopharma plcSBBP	Fredric J. CohenChief Medical Officer	116,000	—	—	116,000	—
Feb 5, 2018 AForm 4 →	Feb 6, 4:59 pm EST	Strongbridge Biopharma plcSBBP	Matthew PaulsPresident & CEO, Director	350,000	—	—	350,000	—
Feb 5, 2018 MForm 4 →	Feb 6, 5:04 pm EST	TIME WARNER INC.TWX	William P BarrDirector	4,019	—	—	0	—
Feb 2, 2018 MForm 4 →	Feb 6, 5:07 pm EST	Bloomin' Brands, Inc.BLMN	Sukhdev SinghEVP & CDO	10,000	—	—	0	—
Nov 30, 2017 MForm 4/A →	Feb 6, 2018, 5:08 pm EST	Emerald Expositions Events, Inc.EEX	William CharlesChief Information Officer	17,675	—	—	10,162	—
Feb 5, 2018 MForm 4 →	Feb 6, 5:10 pm EST	APACHE CORPAPA	Stephen J RineyExecutive Vice Pres & CFO	14,438	—	—	90,086	—
Feb 1, 2018 AForm 4/A →	Feb 6, 5:12 pm EST	DIEBOLD NIXDORF, IncDBD	Jurgen WunramInterim CEO and COO, Director	45,953	—	—	45,953	—
Feb 2, 2018 MForm 4 →	Feb 6, 5:17 pm EST	CME GROUP INC.CME	Kevin KometerSr MD Chief Information Office	16,105	—	—	0	—
Feb 2, 2018 MForm 4 →	Feb 6, 5:17 pm EST	CME GROUP INC.CME	Derek SammannSr MD Gl Hd Commodity & Option	2,400	—	—	0	—
Nov 30, 2017 MForm 4/A →	Feb 6, 2018, 5:17 pm EST	Emerald Expositions Events, Inc.EEX	Darrell C DennyExecutive Vice President	19,613	—	—	103,137	—
Feb 5, 2018 MForm 4 →	Feb 6, 5:22 pm EST	CONOCOPHILLIPSCOP	Matthew J FoxExecutive Vice President	11,303	—	—	0	—
Feb 5, 2018 MForm 4 →	Feb 6, 5:22 pm EST	CONOCOPHILLIPSCOP	Don E Wallette Jr.Executive Vice President	6,528	—	—	0	—
Feb 6, 2018 CForm 4 →	Feb 6, 5:22 pm EST	QS Energy, Inc.QSEP	Eric BuntingDirector	179,710	—	—	0	—
Nov 30, 2017 MForm 4/A →	Feb 6, 2018, 5:23 pm EST	Emerald Expositions Events, Inc.EEX	Lori JenksSVP - Operations	6,666	—	—	65,209	—
Feb 2, 2018 XForm 4 →	Feb 6, 5:24 pm EST	GENCO SHIPPING & TRADING LTDGNKSF	Centerbridge Credit Partners, L.P. +910% Owner	2,000	—	—	0	—
Nov 30, 2017 MForm 4/A →	Feb 6, 2018, 5:26 pm EST	Emerald Expositions Events, Inc.EEX	Christopher McCabeExecutive Vice President	25,300	—	—	125,725	—
Feb 2, 2018 XForm 4 →	Feb 6, 5:26 pm EST	GENCO SHIPPING & TRADING LTDGNKSF	CCP II Cayman GP Ltd. +510% Owner	2,000	—	—	0	—
Feb 5, 2018 MForm 4 →	Feb 6, 5:27 pm EST	CONOCOPHILLIPSCOP	Al J. HirshbergExecutive Vice President	10,698	—	—	0	—
Feb 2, 2018 MForm 4 →	Feb 6, 5:28 pm EST	THERMO FISHER SCIENTIFIC INC.TMO	Gregory J. HerremaSenior Vice President	26,250	—	—	0	—
Nov 30, 2017 MForm 4/A →	Feb 6, 2018, 5:28 pm EST	Emerald Expositions Events, Inc.EEX	Karalynn SprouseExecutive Vice President	9,750	—	—	6,500	—
Feb 5, 2018 MForm 4 →	Feb 6, 5:28 pm EST	CONOCOPHILLIPSCOP	Janet Langford KellySVP & General Counsel	5,453	—	—	0	—
Feb 5, 2018 MForm 4 →	Feb 6, 5:29 pm EST	CONOCOPHILLIPSCOP	James D McMorranVice President	1,025	—	—	0	—
Feb 2, 2018 MForm 4 →	Feb 6, 5:30 pm EST	CYPRESS SEMICONDUCTOR CORP /DE/CY	Trent ThadEVP, Finance & CFO	57,000	—	—	0	—
Feb 4, 2018 MForm 4 →	Feb 6, 5:30 pm EST	MEDICAL TRANSCRIPTION BILLING, CORPMTBC	Shruti H PatelGeneral Counsel and Corp Sec	2,500	—	—	17,500	—
Feb 4, 2018 MForm 4 →	Feb 6, 5:30 pm EST	MEDICAL TRANSCRIPTION BILLING, CORPMTBC	Howard Longstreth Clark Jr.Director	12,500	—	—	37,500	—
Feb 4, 2018 MForm 4 →	Feb 6, 5:30 pm EST	MEDICAL TRANSCRIPTION BILLING, CORPMTBC	Anne BusquetDirector	12,500	—	—	37,500	—
Feb 4, 2018 MForm 4 →	Feb 6, 5:30 pm EST	MEDICAL TRANSCRIPTION BILLING, CORPMTBC	John N DalyDirector	12,500	—	—	37,500	—
Feb 4, 2018 MForm 4 →	Feb 6, 5:30 pm EST	MEDICAL TRANSCRIPTION BILLING, CORPMTBC	Mahmud Ul HaqExecutive Chairman, Director, 10% Owner	25,000	—	—	75,000	—
Feb 4, 2018 MForm 4 →	Feb 6, 5:30 pm EST	MEDICAL TRANSCRIPTION BILLING, CORPMTBC	Cameron MunterDirector	12,500	—	—	37,500	—
Feb 4, 2018 MForm 4 →	Feb 6, 5:30 pm EST	MEDICAL TRANSCRIPTION BILLING, CORPMTBC	Bill KornChief Financial Officer	25,000	—	—	75,000	—
Jan 4, 2018 MForm 4 →	Feb 6, 5:30 pm EST	MEDICAL TRANSCRIPTION BILLING, CORPMTBC	Norman RothController	5,833	—	—	17,500	—	late
Feb 4, 2018 MForm 4 →	Feb 6, 5:30 pm EST	MEDICAL TRANSCRIPTION BILLING, CORPMTBC	Stephen Andrew SnyderChief Executive Officer, Director	25,000	—	—	75,000	—
Feb 5, 2018 MForm 4 →	Feb 6, 5:30 pm EST	CONOCOPHILLIPSCOP	Glenda Mae SchwarzVP & Controller	1,850	—	—	0	—
Feb 2, 2018 MForm 4 →	Feb 6, 5:32 pm EST	CYPRESS SEMICONDUCTOR CORP /DE/CY	Pamela L. TondreauChief Legal Officer & HR	45,793	—	—	0	—
Feb 2, 2018 MForm 4 →	Feb 6, 5:34 pm EST	CYPRESS SEMICONDUCTOR CORP /DE/CY	Sam GehaCorporate SVP, Memory Products	47,747	—	—	0	—
Feb 2, 2018 MForm 4 →	Feb 6, 5:35 pm EST	IMPINJ INCPI	Chris Diorio Ph.D.Chief Executive Officer, Director	10,000	—	—	11,666	—
Feb 5, 2018 MForm 4 →	Feb 6, 5:35 pm EST	UNISYS CORPUIS	Jeffrey RenziSenior Vice President	2,589	—	—	0	—
Feb 2, 2018 MForm 4 →	Feb 6, 5:37 pm EST	CYPRESS SEMICONDUCTOR CORP /DE/CY	Sudhir GopalswamySVP, Microcontroller/Connect	46,429	—	—	0	—
Feb 5, 2018 MForm 4 →	Feb 6, 5:37 pm EST	UNISYS CORPUIS	Venkatapathi R PuvvadaSenior Vice President	1,203	—	—	0	—
Feb 5, 2018 MForm 4 →	Feb 6, 5:40 pm EST	UNISYS CORPUIS	David LoeserSenior Vice President	1,203	—	—	0	—
Feb 5, 2018 MForm 4 →	Feb 6, 5:42 pm EST	UNISYS CORPUIS	Gerald P KenneySVP, Gen. Counsel & Secretary	1,203	—	—	0	—
Feb 2, 2018 MForm 4 →	Feb 6, 5:44 pm EST	CYPRESS SEMICONDUCTOR CORP /DE/CY	Hassane El-KhouryPresident & CEO, Director	63,000	—	—	0	—
Feb 5, 2018 AForm 4 →	Feb 6, 5:45 pm EST	NAVIENT CORPNAVI	Anna Escobedo CabralDirector	9,538	—	—	30,256	—
Feb 5, 2018 AForm 4 →	Feb 6, 5:47 pm EST	NAVIENT CORPNAVI	William M Diefenderfer IIIDirector	14,307	—	—	70,550	—
Feb 5, 2018 AForm 4 →	Feb 6, 5:49 pm EST	NAVIENT CORPNAVI	Jane J. ThompsonDirector	9,538	—	—	35,535	—
Feb 5, 2018 AForm 4 →	Feb 6, 5:50 pm EST	NAVIENT CORPNAVI	Barry Lawson WilliamsDirector	9,538	—	—	41,532	—
Feb 5, 2018 MForm 4 →	Feb 6, 5:50 pm EST	INTUITIVE SURGICAL INCISRG	Marshall MohrSVP & CFO	7,500	—	—	15,750	—
Feb 5, 2018 AForm 4 →	Feb 6, 5:51 pm EST	NAVIENT CORPNAVI	David L. YowanDirector	9,538	—	—	9,538	—
Feb 5, 2018 MForm 4 →	Feb 6, 5:52 pm EST	INTUITIVE SURGICAL INCISRG	Gary S GuthartPresident & CEO, Director	60,000	—	—	120,000	—
Feb 2, 2018 MForm 4 →	Feb 6, 5:59 pm EST	LINCOLN NATIONAL CORPLNC	Ellen CooperEVP & CIO	1,300	—	—	12,080	—
Feb 2, 2018 ADForm 4 →	Feb 6, 6:04 pm EST	Noble Corp plcNE	Adam C PeakesSr. VP - CFO	584,794	—	—	75,170	—
Feb 5, 2018 MForm 4 →	Feb 6, 6:04 pm EST	TERADYNE, INCTER	Gregory Stephen SmithPresident, Semiconductor Test	4,598	—	—	4,482	—
Feb 2, 2018 ADForm 4 →	Feb 6, 6:05 pm EST	Noble Corp plcNE	Julie J RobertsonChairman, President and CEO, Director	1,478,901	—	—	108,058	—
Feb 2, 2018 MForm 4 →	Feb 6, 6:06 pm EST	LINCOLN NATIONAL CORPLNC	Lisa BuckinghamEVP & CHRO	9,462	—	—	3,534	—
Feb 5, 2018 AForm 4 →	Feb 6, 6:06 pm EST	NAVIENT CORPNAVI	John F RemondiChief Executive Officer, Director	463,320	—	—	463,320	—
Feb 2, 2018 AForm 4 →	Feb 6, 6:07 pm EST	Noble Corp plcNE	Thomas B Sloan Jr.VP & Controller	74,034	—	—	24,678	—
Feb 2, 2018 AForm 4 →	Feb 6, 6:08 pm EST	MERITOR INCMTOR	Chris VillavarayanSVP & Pres., Americas	1,417	—	—	1,417	—
Feb 5, 2018 AForm 4 →	Feb 6, 6:08 pm EST	NAVIENT CORPNAVI	Stephen M HauberSVP, Chief Risk&Compliance Off	57,915	—	—	57,915	—
Feb 2, 2018 ADForm 4 →	Feb 6, 6:09 pm EST	Noble Corp plcNE	Robert W. EiflerVP&GM, Marketing & Contracts	261,716	—	—	8,412	—
Feb 2, 2018 MForm 4 →	Feb 6, 6:09 pm EST	LINCOLN NATIONAL CORPLNC	Randal J FreitagEVP & CFO	31,886	—	—	0	—
Feb 2, 2018 ADForm 4 →	Feb 6, 6:10 pm EST	Noble Corp plcNE	Scott MarksSr. VP-Engineering	303,678	—	—	42,284	—
Feb 5, 2018 AForm 4 →	Feb 6, 6:11 pm EST	NAVIENT CORPNAVI	Mark L HeleenEVP & Chief Legal Officer	86,872	—	—	86,872	—
Feb 2, 2018 ADForm 4 →	Feb 6, 6:11 pm EST	Noble Corp plcNE	Bernie G. WolfordSr. VP-Operations	649,873	—	—	75,170	—
Feb 5, 2018 AForm 4 →	Feb 6, 6:13 pm EST	NAVIENT CORPNAVI	John M KaneEVP & Group President	150,579	—	—	150,579	—
Feb 2, 2018 AForm 4 →	Feb 6, 6:17 pm EST	Noble Corp plcNE	Jon A MarshallDirector	42,918	—	—	42,918	—
Feb 5, 2018 AForm 4 →	Feb 6, 6:17 pm EST	NAVIENT CORPNAVI	Christian M. LownEVP & Chief Financial Officer	138,996	—	—	138,996	—
Feb 2, 2018 AForm 4 →	Feb 6, 6:18 pm EST	Noble Corp plcNE	Scott D JoseyDirector	42,918	—	—	42,918	—
Feb 2, 2018 AForm 4 →	Feb 6, 6:19 pm EST	Noble Corp plcNE	Ashley Martin AlmanzaDirector	42,918	—	—	42,918	—
Feb 2, 2018 MForm 4 →	Feb 6, 6:21 pm EST	MURPHY OIL CORP /DEMUR	Michael K McFadyenExecutive Vice President	35,000	—	—	33,000	—
Feb 2, 2018 AForm 4 →	Feb 6, 6:23 pm EST	Noble Corp plcNE	Gordon T HallDirector	42,918	—	—	42,918	—
Feb 2, 2018 AForm 4 →	Feb 6, 6:24 pm EST	Noble Corp plcNE	Mary P RicciardelloDirector	42,918	—	—	42,918	—
Feb 2, 2018 MForm 4 →	Feb 6, 6:25 pm EST	Aon plcAON	Michael J O'ConnorChief Executive Officer, ARS	12,824	—	—	0	—
Feb 5, 2018 MForm 4 →	Feb 6, 6:32 pm EST	Guidewire Software, Inc.GWRE	Richard HartChief Financial Officer	375	—	—	2,180	—
Feb 5, 2018 AForm 4 →	Feb 6, 6:32 pm EST	NAVIENT CORPNAVI	John F Whorley Jr.EVP & Group President	150,579	—	—	150,579	—
Feb 5, 2018 MForm 4 →	Feb 6, 6:35 pm EST	Guidewire Software, Inc.GWRE	Priscilla HungChief Operations Officer	135	—	—	949	—
Feb 2, 2018 ADForm 4 →	Feb 6, 6:41 pm EST	Noble Corp plcNE	William E TurcotteSr. VP, Gen Counsel & Corp Sec	523,373	—	—	61,076	—
Feb 2, 2018 AForm 4 →	Feb 6, 6:44 pm EST	MEREDITH CORPMDP	Joseph H CeryanecChief Financial Officer	64,000	—	—	64,000	—
Feb 2, 2018 AForm 4 →	Feb 6, 6:45 pm EST	MEREDITH CORPMDP	Thomas H HartyPresident and CEO, Director	75,000	—	—	75,000	—
Feb 2, 2018 AForm 4 →	Feb 6, 6:45 pm EST	MEREDITH CORPMDP	Paul KarpowiczPresident-Local Media Group	2,504	—	—	2,504	—
Feb 2, 2018 AForm 4 →	Feb 6, 6:45 pm EST	MEREDITH CORPMDP	Stephen M LacyExecutive Chairman, Director	93,000	—	—	93,000	—
Feb 2, 2018 AForm 4 →	Feb 6, 6:46 pm EST	MEREDITH CORPMDP	Jonathan B. WertherPresident-National Media	50,000	—	—	50,000	—
Feb 2, 2018 MForm 4 →	Feb 6, 6:46 pm EST	National Bank Holdings CorpNBHC	Richard U Newfield Jr.Chief Risk Mngmt Officer	25,000	—	—	25,000	—
Feb 2, 2018 AForm 4 →	Feb 6, 6:46 pm EST	MEREDITH CORPMDP	John S ZieserChief Development Officer	64,000	—	—	64,000	—
Feb 5, 2018 MForm 4 →	Feb 6, 6:50 pm EST	APACHE CORPAPA	Dominic RicottaSr. Vice President	5,407	—	—	36,930	—
Feb 5, 2018 MForm 4 →	Feb 6, 6:53 pm EST	APACHE CORPAPA	Timothy J SullivanExec. VP - Operations Support	12,222	—	—	48,428	—
Feb 5, 2018 MForm 4 →	Feb 6, 6:55 pm EST	APACHE CORPAPA	W Kregg OlsonExec. Vice President	10,222	—	—	56,225	—
Feb 2, 2018 AForm 4 →	Feb 6, 6:55 pm EST	ADVANCED ENERGY INDUSTRIES INCAEIS	Yuval WassermanPresident & CEO, Director	41,339	—	—	41,339	—
Feb 5, 2018 MForm 4 →	Feb 6, 6:57 pm EST	APACHE CORPAPA	P Anthony LannieExec. Vice Pres & Gen Counsel	11,040	—	—	73,288	—
Feb 2, 2018 AForm 4 →	Feb 6, 6:57 pm EST	ADVANCED ENERGY INDUSTRIES INCAEIS	Thomas O McGimpseyEVP Gen Counsel & Corp Sec	9,645	—	—	9,645	—
Feb 5, 2018 MForm 4 →	Feb 6, 6:59 pm EST	APACHE CORPAPA	John J ChristmannCEO and President, Director	44,918	—	—	250,994	—
Feb 5, 2018 MForm 4 →	Feb 6, 7:00 pm EST	APACHE CORPAPA	Rebecca A HoytSr. Vice Pres, Chief Acct Off	7,998	—	—	43,062	—
Feb 5, 2018 MForm 4 →	Feb 6, 7:05 pm EST	TELEDYNE TECHNOLOGIES INCTDY	Kenneth C DahlbergDirector	5,994	—	—	0	—
Feb 2, 2018 MForm 4 →	Feb 6, 7:10 pm EST	HARLEY DAVIDSON INCHOG	Paul J JonesVP & Chief Legal Officer	3,973	—	—	14,933	—
Feb 2, 2018 MForm 4 →	Feb 6, 7:10 pm EST	HARLEY DAVIDSON INCHOG	Lawrence G HundPresident-HDFS	5,776	—	—	20,914	—
Feb 2, 2018 MForm 4 →	Feb 6, 7:10 pm EST	HARLEY DAVIDSON INCHOG	Mark R KornetzkeOther	1,004	—	—	6,741	—
Feb 2, 2018 MForm 4 →	Feb 6, 7:10 pm EST	HARLEY DAVIDSON INCHOG	Michelle KumbierSVP, Motor Co. Product & Ops	13,768	—	—	20,215	—
Feb 2, 2018 MForm 4 →	Feb 6, 7:10 pm EST	HARLEY DAVIDSON INCHOG	Matthew S LevatichPresident & CEO, Director	21,034	—	—	76,154	—
Feb 2, 2018 MForm 4 →	Feb 6, 7:10 pm EST	HARLEY DAVIDSON INCHOG	John A OlinSVP & CFO	7,013	—	—	25,306	—
Feb 2, 2018 MForm 4 →	Feb 6, 7:10 pm EST	HARLEY DAVIDSON INCHOG	Tchernavia RockerVP-Human Resources	1,586	—	—	9,456	—
Feb 2, 2018 AMForm 4 →	Feb 6, 7:14 pm EST	Hewlett Packard Enterprise CoHPE	Margaret C WhitmanDirector	429,893	—	—	2,067	—
Feb 5, 2018 MForm 4 →	Feb 6, 7:14 pm EST	TETRA TECH INCTTEK	J Christopher LewisDirector	8,000	—	—	0	—
Feb 5, 2018 MForm 4 →	Feb 6, 7:15 pm EST	TETRA TECH INCTTEK	William R BrownlieSVP, CHIEF ENGINEER	12,713	—	—	4,037	—
Feb 5, 2018 MForm 4 →	Feb 6, 7:16 pm EST	TETRA TECH INCTTEK	Kevin P McDonaldSVP, CORPORATE HUMAN RESOURCES	5,500	—	—	0	—
Feb 5, 2018 MForm 4 →	Feb 6, 7:18 pm EST	NETFLIX INCNFLX	Richard N BartonDirector	700	—	—	1,010	—
Feb 3, 2018 MForm 4 →	Feb 6, 7:21 pm EST	Aptevo Therapeutics Inc.APVO	Jeffrey G. LamotheSVP, CFO and Treasurer	25,340	—	—	21,385	—
Feb 2, 2018 MForm 4 →	Feb 6, 7:22 pm EST	HARLEY DAVIDSON INCHOG	Joanne M BischmannVice President, Communications	1,374	—	—	5,368	—
Feb 3, 2018 MForm 4 →	Feb 6, 7:22 pm EST	Aptevo Therapeutics Inc.APVO	Jane A GrossSee Remarks	18,136	—	—	28,006	—
Feb 3, 2018 MForm 4 →	Feb 6, 7:23 pm EST	Aptevo Therapeutics Inc.APVO	Scott C StromattChief Medical Officer and SVP	27,381	—	—	46,430	—
Feb 2, 2018 MForm 4 →	Feb 6, 7:27 pm EST	BYLINE BANCORP, INC.BY	Donald J MeyerEVP OF COMM. BANKING	2,500	—	—	16,248	—
Feb 5, 2018 JForm 4 →	Feb 6, 7:31 pm EST	Apollo Global Management LLCAPO	AP Professional Holdings, L.P.10% Owner	5,157,500	—	—	202,582,321	—
Feb 5, 2018 JForm 4 →	Feb 6, 7:33 pm EST	Apollo Global Management LLCAPO	BRH Holdings GP, Ltd.10% Owner	5,157,500	—	—	202,582,321	—
Feb 5, 2018 AForm 4 →	Feb 6, 7:36 pm EST	Paramount Gold Nevada Corp.PZG	Carlo BuffoneChief Financial Officer	100,000	—	—	375,000	—
Feb 5, 2018 AForm 4 →	Feb 6, 7:41 pm EST	Paramount Gold Nevada Corp.PZG	Glen Alex Van TreekPresident, Director	100,000	—	—	375,000	—
Feb 3, 2018 MForm 4 →	Feb 6, 7:42 pm EST	VERIFONE SYSTEMS, INC.PAY	Vincent D'AgostinoEVP, Chief Strategy Officer	882	—	—	0	—
Feb 5, 2018 MForm 4 →	Feb 6, 7:43 pm EST	ICU MEDICAL INC/DEICUI	Thomas D McCallVice President and Gen'l Mgr.	679	—	—	679	—
Feb 6, 2018 MForm 4 →	Feb 6, 7:43 pm EST	HALOZYME THERAPEUTICS INCHALO	Helen TorleyPresident and CEO, Director	31,250	—	—	31,250	—
Feb 5, 2018 AForm 4 →	Feb 6, 7:44 pm EST	Paramount Gold Nevada Corp.PZG	John CardenDirector	20,000	—	—	70,000	—
Feb 5, 2018 AForm 4 →	Feb 6, 7:44 pm EST	AVON PRODUCTS INCAVP	Jan ZijderveldCEO, Director	600,000	—	—	600,000	—
Mar 31, 2017 AForm 4 →	Feb 6, 2018, 7:46 pm EST	MARLIN BUSINESS SERVICES CORPMRLN	Edward Ralph Dietz Jr.General Counsel	5,716	—	—	5,716	—	late
Feb 5, 2018 AForm 4 →	Feb 6, 7:46 pm EST	Paramount Gold Nevada Corp.PZG	Eliseo Gonzalez-UrienDirector	20,000	—	—	70,000	—
Feb 5, 2018 AForm 4 →	Feb 6, 7:48 pm EST	Paramount Gold Nevada Corp.PZG	Pierre Clement PelletierDirector	20,000	—	—	70,000	—
Feb 5, 2018 AForm 4 →	Feb 6, 7:50 pm EST	Paramount Gold Nevada Corp.PZG	Christopher J. ReynoldsDirector	20,000	—	—	70,000	—
Feb 5, 2018 AForm 4 →	Feb 6, 7:52 pm EST	Paramount Gold Nevada Corp.PZG	David Stewart SmithDirector	20,000	—	—	95,000	—
Mar 31, 2017 AForm 4 →	Feb 6, 2018, 7:54 pm EST	MARLIN BUSINESS SERVICES CORPMRLN	William Taylor Kamp Jr.SVP & Chief Financial Officer	9,527	—	—	9,527	—	late
Mar 31, 2017 AForm 4 →	Feb 6, 2018, 7:58 pm EST	MARLIN BUSINESS SERVICES CORPMRLN	James SherlockSenior Vice President	3,810	—	—	3,810	—	late
Feb 2, 2018 AForm 4 →	Feb 6, 8:00 pm EST	Corindus Vascular Robotics, Inc.CVRS	David W LongCFO/Sr VP/Sec./Treasurer	110,000	—	—	110,000	—
Feb 2, 2018 AForm 4 →	Feb 6, 8:01 pm EST	Corindus Vascular Robotics, Inc.CVRS	Stephen Jeffrey LemasterChief Commercial Officer	40,000	—	—	40,000	—
Mar 31, 2017 AForm 4 →	Feb 6, 2018, 8:01 pm EST	MARLIN BUSINESS SERVICES CORPMRLN	Gregory Lee StingSenior Vice President	5,716	—	—	5,716	—	late
Feb 5, 2018 MForm 4 →	Feb 6, 8:05 pm EST	ICU MEDICAL INC/DEICUI	Vivek JainChairman and CEO, Director	3,759	—	—	3,759	—
Feb 5, 2018 MForm 4 →	Feb 6, 8:19 pm EST	ICU MEDICAL INC/DEICUI	Scott E LambChief Financial Officer,	914	—	—	914	—
Feb 2, 2018 AForm 4 →	Feb 6, 8:22 pm EST	JBG SMITH PropertiesJBGS	David Peter PaulPres. & Chief Operating Off.	82,737	—	—	165,244	—
Feb 2, 2018 AForm 4 →	Feb 6, 8:23 pm EST	JBG SMITH PropertiesJBGS	Stephen W. TheriotCFO and Treasurer	41,368	—	—	82,621	—
Feb 2, 2018 AForm 4 →	Feb 6, 8:23 pm EST	JBG SMITH PropertiesJBGS	William Matthew KellyChief Executive Officer, Director	144,789	—	—	289,177	—
Feb 2, 2018 AForm 4 →	Feb 6, 8:24 pm EST	JBG SMITH PropertiesJBGS	Robert Alexander StewartExecutive Vice Chairman, Director	82,737	—	—	165,244	—
Feb 2, 2018 AForm 4 →	Feb 6, 8:25 pm EST	JBG SMITH PropertiesJBGS	Kevin ReynoldsCo-Chief Development Officer	39,299	—	—	76,427	—
Feb 2, 2018 AForm 4 →	Feb 6, 8:25 pm EST	JBG SMITH PropertiesJBGS	James Lee IkerChief Investment Officer	50,469	—	—	102,036	—
Feb 2, 2018 AForm 4 →	Feb 6, 8:25 pm EST	JBG SMITH PropertiesJBGS	Steven A MuselesChief Legal Off. & Corp Secy	14,478	—	—	28,915	—
Feb 2, 2018 AForm 4 →	Feb 6, 8:27 pm EST	JBG SMITH PropertiesJBGS	Brian Patrick CoulterCo-Chief Development Officer	50,882	—	—	102,449	—
Feb 5, 2018 MForm 4 →	Feb 6, 8:35 pm EST	ICU MEDICAL INC/DEICUI	Alison D BurcarVice President and Gen'l Mgr.	1,214	—	—	1,215	—
Feb 5, 2018 MForm 4 →	Feb 6, 8:46 pm EST	ICU MEDICAL INC/DEICUI	Kevin J McGrodyController	289	—	—	290	—
May 24, 2017 AForm 4/A →	Feb 6, 2018, 8:47 pm EST	SHUTTERFLY INCSFLY	Thomas David HughesDirector	3,940	—	—	3,940	—
Feb 5, 2018 MForm 4 →	Feb 6, 8:56 pm EST	ICU MEDICAL INC/DEICUI	Steven RiggsVP Operations	834	—	—	835	—
Feb 2, 2018 JForm 4 →	Feb 6, 9:00 pm EST	Purple Innovation, Inc.PRPL	Pano AnthosDirector	2,830	—	—	2,830	—
Feb 2, 2018 AForm 4 →	Feb 6, 9:30 pm EST	Noble Corp plcNE	Julie H EdwardsDirector	42,918	—	—	42,918	—
Feb 5, 2018 MForm 4 →	Feb 6, 9:40 pm EST	ICU MEDICAL INC/DEICUI	Christian B. VoigtlanderChief Operating Officer	1,157	—	—	1,157	—
Feb 5, 2018 MForm 4 →	Feb 6, 9:40 pm EST	Edwards Lifesciences CorpEW	Robert W.A. SellersVP, Corporate Controller	8,120	—	—	0	—
Feb 2, 2018 MForm 4 →	Feb 6, 9:55 pm EST	Ingredion IncINGR	Martin SonntagSVP, Strategy and Glob Bus Dev	16,602	—	—	0	—	amended
Feb 2, 2018 DForm 4 →	Feb 6, 9:56 pm EST	YuMe IncYUME	Ayyappan SankaranEVP, Engineering & CTO	592,077	—	—	0	—
Feb 2, 2018 DForm 4 →	Feb 6, 9:57 pm EST	YuMe IncYUME	Anthony CarvalhoEVP, Chief Financial Officer	238,263	—	—	0	—
Feb 2, 2018 DForm 4 →	Feb 6, 9:57 pm EST	YuMe IncYUME	Paul PorriniPresident and CEO	467,207	—	—	0	—
Feb 2, 2018 DForm 4 →	Feb 7, 8:08 am EST	YuMe IncYUME	Michael HudesChief Revenue Officer	369,762	—	—	0	—	late
Feb 2, 2018 DForm 4 →	Feb 7, 8:10 am EST	YuMe IncYUME	Brian J KelleyDirector	20,883	—	—	0	—	late
Feb 2, 2018 DForm 4 →	Feb 7, 8:14 am EST	YuMe IncYUME	John MutchDirector	20,883	—	—	0	—	late
Feb 2, 2018 DForm 4 →	Feb 7, 8:18 am EST	YuMe IncYUME	Stephen L DomenikDirector	45,056	—	—	0	—	late
Feb 5, 2018 AForm 4 →	Feb 7, 10:02 am EST	Teligent, Inc.TLGT	Damian FinioCFO	155,000	—	—	30,000	—
Feb 5, 2018 MForm 4 →	Feb 7, 10:25 am EST	UNITED COMMUNITY FINANCIAL CORPUCFC	Patrick W BevackDirector	30,000	—	—	30,000	—
Feb 6, 2018 MForm 4 →	Feb 7, 10:59 am EST	NVR INCNVR	Eddie Arthur GrierDirector	400	—	—	1,710	—
Feb 5, 2018 MForm 4 →	Feb 7, 11:20 am EST	WestRock CoWRK	John A Luke Jr.Director	124,621	—	—	386,202	—
Dec 5, 2017 GForm 5 →	Feb 7, 2018, 11:23 am EST	SMITH A O CORPAOS	Bruce M SmithDirector	1,563	—	—	452,401	—
Feb 3, 2018 MForm 4 →	Feb 7, 11:28 am EST	HEIDRICK & STRUGGLES INTERNATIONAL INCHSII	Tracy R WolstencroftDirector	41,667	—	—	51,615	—	late
Feb 5, 2018 AForm 4 →	Feb 7, 11:53 am EST	ECHELON CORPELON	Sohrab ModiSVP and CTO	13,182	—	—	13,182	—
Feb 5, 2018 AForm 4 →	Feb 7, 11:53 am EST	ECHELON CORPELON	Ronald SegeChairman, CEO & President, Director	70,299	—	—	70,299	—
Feb 5, 2018 AForm 4 →	Feb 7, 11:54 am EST	ECHELON CORPELON	Christopher JodoinSVP, Operations & Planning	14,939	—	—	14,939	—
Feb 5, 2018 MForm 4 →	Feb 7, 11:55 am EST	UNIFIRST CORPUNF	William Masters RossSenior VP of Operations	333	—	—	334	—
Feb 5, 2018 AForm 4 →	Feb 7, 11:55 am EST	ECHELON CORPELON	C. Michael MarszewskiCFO and VP Finance	12,303	—	—	12,303	—
Feb 5, 2018 AForm 4 →	Feb 7, 11:55 am EST	ECHELON CORPELON	Alicia Jayne MooreSVP, Gen. Counsel & Sec	16,696	—	—	16,696	—
Feb 7, 2018 MForm 4 →	Feb 7, 11:56 am EST	BROOKLINE BANCORP INCBRKL	John A HackettDirector	5,000	—	—	0	—
Feb 5, 2018 AForm 4 →	Feb 7, 12:03 pm EST	Otter Tail CorpOTTR	Jennifer O. SmestadVP, Gen Coun & Corp Sec	1,200	—	—	1,200	—
Feb 21, 2017 GForm 5 →	Feb 7, 2018, 12:08 pm EST	SMITH A O CORPAOS	Mark D SmithDirector	559	—	—	234,817	—
Dec 29, 2017 AForm 4 →	Feb 7, 2018, 12:22 pm EST	SEVERN BANCORP INCSVBI	Konrad WaysonDirector	2,000	—	—	2,000	—	late
Feb 5, 2018 AForm 4 →	Feb 7, 12:31 pm EST	L Brands, Inc.LB	Stephen D SteinourDirector	595	—	—	14,158	—
Feb 5, 2018 AForm 4 →	Feb 7, 12:31 pm EST	L Brands, Inc.LB	Michael G MorrisDirector	662	—	—	23,474	—
Dec 29, 2017 AForm 4 →	Feb 7, 2018, 12:31 pm EST	SEVERN BANCORP INCSVBI	Eric KeitzChief Operating Officer, Director	4,000	—	—	4,000	—	late
Feb 5, 2018 AForm 4 →	Feb 7, 12:31 pm EST	WABCO Holdings Inc.WBC	Nicolas BardotChief Supply Chain Officer	454	—	—	454	—
Feb 5, 2018 AForm 4 →	Feb 7, 12:32 pm EST	WABCO Holdings Inc.WBC	Nick RensPT Trlr Sys, Aftrmrkt & OffHwy	1,731	—	—	1,731	—
Feb 5, 2018 AForm 4 →	Feb 7, 12:33 pm EST	WABCO Holdings Inc.WBC	Alexander De BockChief Financial Officer	351	—	—	351	—
Feb 5, 2018 AForm 4 →	Feb 7, 12:34 pm EST	WABCO Holdings Inc.WBC	Mazen MazraaniChief HR Officer	413	—	—	413	—
Feb 5, 2018 AForm 4 →	Feb 7, 12:35 pm EST	WABCO Holdings Inc.WBC	Jorge SolisPres. Truck, Bus & Car OEMs	1,154	—	—	1,154	—
Feb 5, 2018 AForm 4 →	Feb 7, 12:36 pm EST	WABCO Holdings Inc.WBC	Lisa Jane BrownChief Legal Officer & Sec.	228	—	—	228	—
Feb 6, 2018 AForm 4 →	Feb 7, 12:36 pm EST	WABCO Holdings Inc.WBC	Jacques EsculierChairman of the Board and CEO, Director	9,065	—	—	9,065	—
Feb 5, 2018 MForm 4 →	Feb 7, 12:38 pm EST	ICU MEDICAL INC/DEICUI	Virginia Ruth SanzoneVP, General Counsel	1,157	—	—	1,157	—
Dec 29, 2017 AForm 4 →	Feb 7, 2018, 12:42 pm EST	SEVERN BANCORP INCSVBI	Paul B. SusieChief Financial Officer	10,000	—	—	10,000	—	late
Feb 5, 2018 MForm 4 →	Feb 7, 12:47 pm EST	RGC RESOURCES INCRGCO	Paul W NesterVP, Treasurer, Secretary & CFO	1,200	—	—	29,650	—
Dec 29, 2017 AForm 4 →	Feb 7, 2018, 12:56 pm EST	SEVERN BANCORP INCSVBI	Raymond S. CrosbyDirector	2,000	—	—	2,000	—	late
Dec 29, 2017 AForm 4 →	Feb 7, 2018, 1:01 pm EST	SEVERN BANCORP INCSVBI	James H. Johnson Jr.Director	2,000	—	—	2,000	—	late
Dec 29, 2017 AForm 4 →	Feb 7, 2018, 1:10 pm EST	SEVERN BANCORP INCSVBI	David S. JonesDirector	2,000	—	—	2,000	—	late
Dec 29, 2017 AForm 4 →	Feb 7, 2018, 1:16 pm EST	SEVERN BANCORP INCSVBI	John LamonDirector	2,000	—	—	2,000	—	late
Dec 29, 2017 AForm 4 →	Feb 7, 2018, 1:23 pm EST	SEVERN BANCORP INCSVBI	Albert W ShieldsDirector	2,000	—	—	2,000	—	late
Dec 29, 2017 AForm 4 →	Feb 7, 2018, 1:37 pm EST	SEVERN BANCORP INCSVBI	Christopher A ChickChief Lending Officer	12,000	—	—	12,000	—	late
Dec 29, 2017 AForm 4 →	Feb 7, 2018, 1:42 pm EST	SEVERN BANCORP INCSVBI	Alan J HyattPresident, CEO, Director, 10% Owner	20,000	—	—	20,000	—	late
Feb 2, 2018 DForm 4 →	Feb 7, 1:48 pm EST	YuMe IncYUME	Christopher B PaisleyDirector	78,333	—	—	0	—	late
Feb 2, 2018 DForm 4 →	Feb 7, 1:48 pm EST	YuMe IncYUME	Mitchell HabibDirector	78,738	—	—	0	—	late
Feb 2, 2018 DForm 4 →	Feb 7, 1:48 pm EST	YuMe IncYUME	Adriel G LaresDirector	47,500	—	—	0	—	late
Feb 2, 2018 DForm 4 →	Feb 7, 1:48 pm EST	YuMe IncYUME	Elias NaderDirector, 10% Owner	30,946	—	—	0	—	late
Feb 2, 2018 DForm 4 →	Feb 7, 1:48 pm EST	YuMe IncYUME	Eric SingerDirector, 10% Owner	30,946	—	—	0	—	late
Feb 6, 2018 AForm 4 →	Feb 7, 2:02 pm EST	CARLISLE COMPANIES INCCSL	Robin J AdamsDirector	1,196	—	—	15,951	—
Feb 6, 2018 AForm 4 →	Feb 7, 2:19 pm EST	CARLISLE COMPANIES INCCSL	Robert G BohnDirector	1,196	—	—	19,987	—
Feb 6, 2018 AForm 4 →	Feb 7, 2:32 pm EST	CARLISLE COMPANIES INCCSL	Jonathan R. CollinsDirector	1,196	—	—	3,328	—
Feb 5, 2018 MForm 4 →	Feb 7, 2:38 pm EST	Sound Financial Bancorp, Inc.SFBC	Laura Lee StewartPresident / CEO, Director	9,634	—	—	8,362	—
Feb 6, 2018 MForm 4 →	Feb 7, 2:40 pm EST	WEBSTER FINANCIAL CORPWBS	Joel S BeckerDirector	11,516	—	—	0	—
Feb 6, 2018 AForm 4 →	Feb 7, 2:42 pm EST	CARLISLE COMPANIES INCCSL	James D FriasDirector	1,196	—	—	5,809	—
Feb 6, 2018 MForm 4 →	Feb 7, 2:44 pm EST	LATTICE SEMICONDUCTOR CORPLSCC	Darin G BillerbeckPresident & CEO, Director	10,246	—	—	431,821	—
Feb 6, 2018 MForm 4 →	Feb 7, 2:45 pm EST	LATTICE SEMICONDUCTOR CORPLSCC	Byron Wayne MilsteadVP Corp, General Counsel	2,049	—	—	74,745	—
Feb 5, 2018 AForm 4 →	Feb 7, 2:53 pm EST	Otter Tail CorpOTTR	Timothy J RogelstadSr VP, Elect Plat, Pres OTP	1,800	—	—	1,800	—
Jan 23, 2018 AForm 4 →	Feb 7, 2:56 pm EST	Esquire Financial Holdings, Inc.ESQ	Parag TandonChief Acctg Off and Controller	2,000	—	—	2,000	—	late
Feb 5, 2018 MForm 4 →	Feb 7, 2:56 pm EST	RGC RESOURCES INCRGCO	Robert L Wells IIVP, Information Technology	375	—	—	15,750	—
Jan 23, 2018 AForm 4 →	Feb 7, 2:56 pm EST	Esquire Financial Holdings, Inc.ESQ	Jack T ThompsonDirector	1,500	—	—	1,500	—	late
Jan 23, 2018 AForm 4 →	Feb 7, 2:59 pm EST	Esquire Financial Holdings, Inc.ESQ	Janet HillDirector	1,500	—	—	1,500	—	late
Jan 23, 2018 AForm 4 →	Feb 7, 2:59 pm EST	Esquire Financial Holdings, Inc.ESQ	John B MorganDirector	1,500	—	—	1,500	—	late
Jan 23, 2018 AForm 4 →	Feb 7, 3:02 pm EST	Esquire Financial Holdings, Inc.ESQ	Kevin C WaterhouseDirector	1,500	—	—	1,500	—	late
Jan 23, 2018 AForm 4 →	Feb 7, 3:04 pm EST	Esquire Financial Holdings, Inc.ESQ	Richard T PowersDirector	1,500	—	—	1,500	—	late
Jan 23, 2018 AForm 4 →	Feb 7, 3:05 pm EST	Esquire Financial Holdings, Inc.ESQ	Selig ZisesDirector	1,500	—	—	1,500	—	late
Feb 5, 2018 MForm 4 →	Feb 7, 3:10 pm EST	PLEXUS CORPPLXS	Ronnie DarrochExec VP-Global Mfg & Reg Pres	1,900	—	—	0	—
Feb 6, 2018 AForm 4 →	Feb 7, 3:33 pm EST	CARLISLE COMPANIES INCCSL	Terry D GrowcockDirector	1,196	—	—	19,721	—
Feb 7, 2018 MForm 4 →	Feb 7, 3:39 pm EST	Dave & Buster's Entertainment, Inc.PLAY	J Michael PlunkettSVP of Purch & Intl Ops	2,000	—	—	34,744	—
Feb 6, 2018 AForm 4 →	Feb 7, 3:46 pm EST	CARLISLE COMPANIES INCCSL	Corrine D. RicardDirector	1,196	—	—	4,409	—
Feb 6, 2018 AForm 4 →	Feb 7, 3:58 pm EST	CARLISLE COMPANIES INCCSL	David A RobertsDirector	2,070	—	—	4,188	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.