SEC Form 4 · accession 0001493152-18-001564
CareCloud, Inc. · CCLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman Roth
Officer — Controller
Period of report
Feb 4, 2018
Accepted (ET)
Feb 6, 2018 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001582982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2018 | M | 3,333 | $0.00 | A | 19,999 | D | |
| Common StockF1 | Feb 4, 2018 | M | 2,500 | $0.00 | A | 22,499 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | $0.00 | Jan 4, 2018 | M | 3,333 | D | — | — | Common Stock | 3,333 | 20,000 | D |
| Restricted Stock UnitF2 | $0.00 | Feb 4, 2018 | M | 2,500 | D | — | — | Common Stock | 2,500 | 17,500 | D |
Explanation of responses
- F1Represents the conversion upon vesting of restricted stock units into common stock. These restricted stock units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.
- F2Represents the conversion upon vesting of restricted stock units into common stock. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest in installments so long as the reporting person remains employed and in good standing with the issuer.