SEC Form 4/A · accession 0000028823-18-000032
DIEBOLD NIXDORF, Inc · DBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jonathan Leiken
Officer — SVP, CLO and Secretary
Period of report
Feb 1, 2018
Accepted (ET)
Feb 6, 2018 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000028823
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF1,F2 | $18.75 | Feb 1, 2018 | A | 24,517 | A | Feb 1, 2019 | Feb 1, 2028 | Common Shares | 24,517 | 24,517 | D |
Explanation of responses
- F1The original Form 4 is amended by this Form 4 amendment to correct the number of options acquired on this transaction date and the resulting number of derivative securities beneficially owned following the reported transaction. No other changes have been made to the original Form 4.
- F2Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.