SEC Form 4 · accession 0001214659-18-000955
Hillenbrand, Inc. · HI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric M Teegarden
Officer — VP, Controller & CAO
Period of report
Feb 5, 2018
Accepted (ET)
Feb 6, 2018 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417398
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2018 | M | 3,531 | $31.11 | A | 3,531 | D | |
| Common Stock | Feb 5, 2018 | M | 1,646 | $36.08 | A | 5,177 | D | |
| Common StockF1 | Feb 5, 2018 | S | 5,177 | $44.4923 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $31.11 | Feb 5, 2018 | M | 3,531 | D | Dec 2, 2016 | Feb 2, 2025 | Common Stock | 3,531 | 1,765 | D |
| Employee Stock Option (Right to Buy) | $36.08 | Feb 5, 2018 | M | 1,646 | D | Dec 7, 2017 | Dec 7, 2026 | Common Stock | 1,646 | 3,291 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.45 to $44.525. The reporting person undertakes to provide Hillenbrand, Inc., any security holder of Hillenbrand, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range se forth in this footnote to this Form 4.