SEC Form 4 · accession 0001179110-18-001672
Aon plc · AON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J O'Connor
Officer — Chief Executive Officer, ARS
Period of report
Feb 2, 2018
Accepted (ET)
Feb 6, 2018 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315293
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Feb 2, 2018 | M | 12,824 | $41.805 | A | 126,629 | D | |
| Class A Ordinary Shares | Feb 2, 2018 | S | 12,824 | $145.00 | D | 113,805 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF3,F2 | $41.805 | Feb 2, 2018 | M | 12,824 | D | — | Feb 28, 2018 | Class A Ordinary Shares | 12,824 | 0 | D |
Explanation of responses
- F1The Transactions reported were effected pursuant to a trading plan entered into on November 22, 2017 meeting the requirements of SEC Rule 10b5-1.
- F2The options became exercisable in three equal annual instalments. All options are exercisable.
- F3Stock option granted pursuant to Aon Stock Incentive Plan.