SEC Form 4 · accession 0001156375-18-000007
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Kometer
Officer — Sr MD Chief Information Office
Period of report
Feb 2, 2018
Accepted (ET)
Feb 6, 2018 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Feb 2, 2018 | M | 7,180 | $56.87 | A | 61,012 | D | |
| Common Stock Class AF1 | Feb 2, 2018 | S | 7,180 | $162.0181 | D | 53,832 | D | |
| Common Stock Class A | Feb 2, 2018 | M | 5,100 | $83.88 | A | 58,932 | D | |
| Common Stock Class AF1 | Feb 2, 2018 | S | 5,100 | $162.0181 | D | 53,832 | D | |
| Common Stock Class A | Feb 2, 2018 | M | 3,825 | $67.36 | A | 57,657 | D | |
| Common Stock Class AF1 | Feb 2, 2018 | S | 3,825 | $162.0181 | D | 53,832 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $56.87 | Feb 2, 2018 | M | 7,180 | D | Sep 15, 2010 | Sep 15, 2019 | Common Stock Class A | 7,180 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $67.36 | Feb 2, 2018 | M | 3,825 | D | Sep 15, 2009 | Sep 15, 2018 | Common Stock Class A | 3,825 | 0 | D |
| Non-Qualified Stock Option (right to buy)F4 | $83.88 | Feb 2, 2018 | M | 5,100 | D | Jun 16, 2013 | Jun 16, 2018 | Common Stock Class A | 5,100 | 0 | D |
Explanation of responses
- F1On February 2, 2018, Mr. Kometer sold a total of 16,105 shares of CME Group Class A common stock at an average price of $162.02 per share, including the exercise of options. The price ranges were $162.00 through $162.36. The Company maintains a record of the transactions and copies will be provided upon request.
- F2As of 9/15/2013, this option vested with respect to 100% of the granted number of shares covered by the option.
- F3As of 9/15/2013, this option vested with respect to 100% of the granted number of shares covered by the option.
- F4As of 6/16/2013, this option vested with respect to 100% of the granted number of shares covered by the option.