SEC Form 4 · accession 0001144204-18-006184
WABCO Holdings Inc. · WBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jacques Esculier
Officer — Chairman of the Board and CEO · Director
Period of report
Feb 6, 2018
Accepted (ET)
Feb 7, 2018 · 12:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390844
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance-Based Restricted UnitsF1 | — | Feb 6, 2018 | A | 9,065 | A | Feb 20, 2018 | — | Common Stock | 9,065 | 9,065 | D |
Explanation of responses
- F1The performance-based restricted units represent the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria, which were satisfied as of February 6, 2018, and (ii) continued employment with the company through February 20, 2018.